Percent of company's

voting stock held

by top stockholder

Holder (Number of companies)

2. 2 3. 0 18. 8 3. 6 4. 3 3.6 7. 9 11. 7 8.4 6.4

9. O
3. 8

First National of Boston.--- Dow Chemical Co.--
Mercantile Safe & Trust.. R. J. Reynolds, Inc.---
Chicago, Title & Trust.. Gulf, Mobile & Ohio...
Omaha Mutual.--

Northern Natural Gas...
National Bank of Detroit.. Illinois Power & Light..
Manufacturers Hanover... Wisconsin Electric Power.
Continental Illinois Bank... Gamble-Skogmo.
Cleveland Trust...

Cook United...
First Trust Co. of St. Paul'. First Bank System.-
Republic National Bank of Republic National Bank
Dallas."

of Dallas.
Girard Trust

Girard Trust
Citizens & Southern N&- Citizens & Southern N&-
tional Bank."

tional Bank.
National Shawmut Associa- National Shawmut As-
tion."

sociation.

Bank of America (2)

Bekins Trucking

Pacific Gas & Electric.
First National of Chicago (2)

Caterpillar Tractor..
Commonwealth Edison..

5. 2 2. 6

5. 7 10. 8

1.3

See precautionary note, p. 21. : As exchange agent under Union Pacific exchange offer.

C. Nonfinancial Corporations
II. HOLDERS WHICH ARE THE LARGEST STOCKHOLDER OF ONLY
ONE REPORTING COMPANY

Storer Broadcasting- Northeast Airlines..
RKO.

Frontier Airlines...
Pennsylvania Co..

Norfolk & Western RR..
A. Employee Plans

Mississippi River Corp.. Missouri Pacific RR.
Baltimore & Ohio RR.. Reading Co.--

Canadian Pacific Ltd. RR.. Soo Line..
Percent of Loews Corporation.--

Franklin N.Y. Corpora-
company's

tion.
voting Continental Corp..--.. Franklin Life Insurance
stock held

Co.
by em-

ployee Company Plan name plan

D. Individuals

86. 1 46. 7 15. 3 60. 7 38. 3 55. 7 20. 2

27. 1

Standard Oil (New Jersey)". Standard Oil's trust fund.
Standard Oil of California.. Standard Oil Co. of Cal-

ifornia's employee

stock plan. Ford Motor Co.---.. Ford Motor Co. em

ployee stock plan. U.S. Steel Corp---

United States Steel

Corp. savings fund for

salaried employees. Textron....

Textron employee stock

savings program. McDonnell-Douglas..-

McDonnell Douglas em

ployee savings plan, Burlington Industries Co... Burlington Industries

Co. profit-sharing

plan. Transcontinental Gas Pipe- Transcontinental Gas line Co.

Pipeline Co, em

ployee plan. Pacific Lighting Co...- Pacific Lighting Co. em

ployee retirement

savings plan. Bank of America.... Bank of America's em

ployee stock plan. Wacbovia Bank.

Wachovia Bank's em

ployee profit-sharing

plan.
Sears, Roebuck & Co... Sears, Roebuck & Co.

savings and profit-
sharing plan for

employees.
J. C. Penney Co.----- J. C. Penney Co. em-

Table 4.-HOLDERS OF 2 PERCENT OR MORE OF VOTING STOCK IN 3 OR MORE OF 89 FULLY

REPORTING COMPANIES IN 1972, BY INDUSTRY GROUP 1

(Total reporting).
Cede & Co.
Chase Manhattan Bank.
Morgan Guaranty.
First National City Bank.
Bankers Trust..
Merrill Lynch, Pierce, Fenner & Smith

Inc..
Bank of New York.
State Street of Boston..
Manufacturers Hanover..
First National of Chicago.
National Shawmut of Boston..
Continental Illinois, Chicago.
Commerce Bank of Kansas City-
First National of Boston.--
National Bank of Detroit.
Chemical Bank of New York.
Northwestern National, Minneapolis.
First Jersey, Jersey City.
Brown Brothers, Harriman..
U.S. Trust.
Bank of Delaware.
Mellon National Bank, Pittsburgh.
Girard Trust, Philadelphia..
First National Bank of Minneapolis.

లులులులులు -0000000002 888.

000000000000-000000 AWARD

OOOONOOO A

WWW COCOMA

Cam000 0-00000000000000000

Fromonn 0--0000000-000-000

---OONNW-00----OWN NOVO

@mann 00---00-00-0000NW-

4

See precautionary note, ch. III, p. 21.

Table 5.-EIGHT INSTITUTIONAL HOLDERS OF 2 PERCENT OR MORE OF VOTING STOCK IN 10 OR

MORE OF THE 89 REPORTING COMPANIES WITH THE PERCENTAGE OF VOTING STOCK HELD IN THESE COMPANIES IN 1972 1

1

Industrials

A. Oil Companies
Mobil Oil..
Atlantic Richfield.
Continental Oil..
Ashland Oil...

B. Other Industrial Companies
Ford Motor..
General Electric..
Chrysler..
Westinghouse
RCA.
Union Carbide.
Kraftco.
Greyhound.
Litton Industries.
Caterpillar Tractor.
Monsanto..
Dow Chemical.
United Aircraft.
Xerox.
R. J. Reynolds.
Bendix.
United Brands.
Textron..
CPC International.
Warner-Lambert.
Raytheon..---

See precautionary note, ch. III, p. 21.

2.4

3. 2
2. 1
8.1
& 4

3. 1

7.4
2. O
4.0
2. 5
2. 8

4. 6 4. 3

2.5

Table 5.—EIGHT INSTITUTIONAL HOLDERS OF 2 PERCENT OR MORE OF VOTING STOCK IN 10 OR

MORE OF THE 89 REPORTING COMPANIES WITH THE PERCENTAGE OF VOTING STOCK HELD IN THESE COMPANIES IN 1972 _Continued

Transportation

A. Airlines
United Airlines
American Airlines..
Pan American World Airways.
Northwest Airlines.
Braniff Airways..
Western Air Lines.
Pacific Southwest Airlines.
North Central Airlines..
Frontier Airlines..---

B. Railroads
Penn Central...
Burlington Northern.
Norfolk & Western.
Chesapeake & Ohio..
Seaboard Coast Line Industries, Inc..
Southern Railway...
Missouri Pacific...
Chicago Rock Island & Pacific.
Chicago Milwaukee Corp..
St. Louis-San Francisco..
Rio Grande Industries.
Kansas City Southern Industries..
Soo Line..
Reading
Gulf, Mobile & Ohio....

C. Other Transportation

Seatrain Lines...
Spector Industries..

Utilities

A, Communications
AT&T
General Telephone & Electronics..
Continental Telephone..
Western Union.

B. Other Ulilities
American Electric Power.
Virginia Electric and Power..
Texas Eastern Transmission Co.
Texas Utilities...
American Natural Gas..
Niagara Mohawk Power.
Northeast Utilities
Pennzoil.
Baltimore Gas & Electric.
Allegheny Power..
Transcontinental Gas Pipeline.
Pennsylvania Power & Light.
Long Island Lighting-
Potomac Electric.
Pacific Power & Light..
Cleveland Electric Illuminating-

Retail
Safeway Stores ...
Gamble-Skogmo.
Grand Union..
R. H. Macy.
Interstate Štores.
Cook United.
Melville Shoe Corp.
Pueblo International.

7.5

3.0

2. 8
2. 1
1.8

3. 6

2. 0

4. 2
5.9
4. 3
3. 8
4. 6
6. 1

3. 3

5. 3 5. 4 13. 6

2. 4 18. 7 6. O 2. 2

3. 4

3. 3 6. 2 4. 1

2. 6

3. 7

3. 3
5. 1
2. 2

2.9

Table 5.-EIGHT INSTITUTIONAL HOLDERS OF 2 PERCENT OR MORE OF VOTING STOCK IN 10 OR

MORE OF THE 89 REPORTING COMPANIES WITH THE PERCENTAGE OF VOTING STOCK HELD IN THESE COMPANIES IN 1972-Continued

Table 6.-SUMMARY OF STOCKHOLDER DATA SUPPLIED BY 89 RESPONDENTS 1 SUPPLYING

DATA ON 30 LARGEST STOCKHOLDERS IN 1972

I. Industrials
A. OIL COMPANIES

Mobil Oil.
Atlantic Richfield.
Continental Oil.

Ashland Oil..
B. OTHER INDUSTRIALS

Ford Motor..
General Electric.
Chrysler..
Westinghouse.
RCA.
Union Carbide.
Kraftco..
Greyhound.
Litton Industries.
Caterpillar Tractor.
Monsanto.
Dow Chemical.
R. J. Reynolds-
United Aircraft.
Xerox ---
Bendix.
Textron
United Brands.
CPC International.
Warner-Lambert..

.

35. 7 21. 1 41. 2 23. 1 24. 0 26. 7 26. 7 20. O 45. 5 30. 0 31. 9 26. 1 27. 6 44. 7 31. 9 37.4 39. 1 69. 5 23. 2 28. 3 42. 6

• 5. 2

11. 2 14. 0

8. 2 11. 7

7. 2 12. 9 7. 3 2. 7 11. 9 13. 2 12. 4 7. 1 7.1 20.6 19.8 17. 9

3. 5 CM
3. 6 CM
4. 0 CM
5.0 MG
4. 2 CM
5.2 CM
2. 4 FN

.9 MG
9. 0 CM
5. O FN
7. 4 CM
2. 1 BT
2. 8 CM
7.0 MG
6. 1 FN
10. 9 FN
4. 1 FN
8.0 CM
1. 5 MG
4. 7 CM
4. 2 BNY

3. 2 2.1 8.1 8.4 1. 3 3. 1 1.1

52. 2 * 3.0

4.6 4. 3 4, 9 4. 7 20. 5

Table 6. SUMMARY OF STOCKHOLDER DATA SUPPLIED BY 89 RESPONDENTS - SUPPLYING

DATA ON 30 LARGEST STOCKHOLDERS IN 1972-Continued

II. Transportation
A. AIRLINES

United Airlines..
American Airlines..
Pan American World Air-

ways.
Northwest Airlines .
Braniff Airways.--
Western Air Lines...
Pacific Southwest Airlines
North Central Airlines.

Frontier Airlines
B. RAILROADS

Penn Central
Norfolk & Western..
Burlington & Northern.
Chesapeake & Ohio..
Southern...
Missouri Pacific..
Chicago-Rock Island &

Pacific.
Chicago, Milwaukee, St.

Paul & Pacific.
St. Louis-San Francisco -
Reading-
Kansas City Southern.
Rio Grande Industries..
Soo Line..
Gulf, Mobile & Ohio.

Seaboard Coast Line.
C. OTHER

Seatrain Lines 18

Spector Industries.
III. Utilities

AT&T.
American Electric Power.
General Telephone & Electric.-
Texas Eastern Transmission.
Virginia Electric & Power.
Pennzoil United..
Texas Utilities..
American Natural Gas.
Niagara Mohawk Power.
Northeast Utilities..
Transcontinental Gas Pipeline.
Continental Telephone..
Allegheny Power System.
Baltimore Gas & Electric
Pennsylvania Power & Light.
Potomac Electric Power.
Long Island Lighting
Pacific Power & Light.
Western Union...

Cleveland Electric Illuminating--
IV. Retailing Companies

7. 5 25. 5 18. 1 26. 9 29. 9 40. 9 25. 8 29. 3 16.9 14. 1 27. 1 29. 4 27.9 24. 6 18. 6 14. 8 26.4 10.0 43. O 24. 1

3. O 13. 3 4. 7 9. 8 16. 1 18. 6 11. 0 10. 1 7. 5 2.8 2.5 15. 2 9. 3 4. 8 2. 1 1. 2 14. 3

. 4 17. 8 3. 2

30 4. 3

1.1 CM
3. 5 MH
2. 3 FN
2. 6 BNY
5. 6 FN
7.5 FN
2.9 CM
2. 3 SB
2. 7 MM
1.0 BT
2.0 BT
5. 1 FN
3. 6 FN
2. 1 CH
.9 MG

8 CH
5. 1 CM

.3 MG 6. 2 BT 1. 4 MG

1. 3 5. 4 6. 9 3. 0 4. 3 2. 4 5. 9 4. 2 3. 8 6. 1 4. 6

31 2. 5

6. 9 3. 3