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FAILURE TO RESPOND

than 10 percent of the total. Jefferson-Pilot Corporation Percent of

held 11.25 percent of the outstanding common stock of the Number of total stock NCNB Corporation. shares outstanding The National Bank of North America, of New York,

N.Y., is 98 percent owned by the C.I.T. Financial Corpo11 nominees for bank fiduciary

ration. accounts.

1, 713, 731

14. 0 6 individuals

783, 628

6. 4 3 brokers.

339, 760

2. 8 2 nominees for mutual funds.

241, 958

2. 0

Six banks did not reply to Senator Metcalf's letter. 2 insurance companies.

228, 226

1. 9

They were: 1 nominee for Central Certificate Service (Cede and Company)

148, 593

1.2

Marine Midland 2 nominees for pension trusts.

116, 852

1. 0

First National Boston Corporation 1 nominee for a corporation.

112, 398

.9

Lincoln First Banks of Rochester, New York 1 State teachers pension fund.

97, 700

.8 1 custodian for foreign accounts.

76, 452

Bank of California, San Francisco 6

Valley National Bank of Arizona Wachovia Corporation of Winston-Salem reported only

National Bank of Commerce of Seattle that the bank's employees' profit-sharing, plan is the

We turn now to the tabulations and summaries of the largest stockholder with 3 percent of the voting stock, and responses from the nine banks which provided all, or that no individual shareholder approached this per- virtually all, of the information requested by Senator centage.

Metcalf, arranged in order of assets of the banks in 1971. Manufacturers National Bank of Detroit disclosed Two banks, First National City Corporation and Chemical solely that the 30 largest stockholders consisted of 15 New York Corporation, both included their treasury nominees, 10 individual holders, three institutional hold- holdings among the top 30. Since such stock is not voting ers and two brokers. No identities were disclosed.

stock it was excluded from the tabulations; thus for these The NCNB Corporation (North Carolina National two companies 29 rather than 30 top holders are disclosed. Bank) of Charlotte disclosed one stockholder with more

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New York banks:
Bankers Trust

Salkeld & Co....
Chase Manhattan.

Cudd & Co.
First National City.

Gerlach & Co...
Manufacturers Hanover.

Sigler & Co.

(TEGGE & Co.. Morgan Guaranty--

(Schmidt & Co..
Bank of New York..

O'Neill & Co...
U.S. Trust Company -

Atwell & Co.-..
Subtotal-New York Big Seven...

(C. A. England

& Co.
Chemical Bank...

Cummings & Co..
Jenkins & Co...
H. A. Whitten

& Co.
Philadelphia banks:
First Pennsylvania...

Rich & Co...
Boston banks:

(Touchstone &
State Street.

Co.

(Myers & Co....
Hartford banks:
Connecticut Bank..

Johnson & Co.--
Chicago banks:

SEMP & Co.-..
Harris Trust.

Gale & Co...

(F. J. Haffner &
Cleveland banks:

Co.
Cleveland Trust..

A. A. Welsh &

Co.
Other banks:
Commercial Trust Co. (New Jersey)..... Northwood Fi-

nance &

Realty Corp.
American Fletcher N/B & Trust Co. (In- NOM & Co.....

dianapolis).
Mercantile Trust Co. (St. Louis)

Pine & Co.--.
New York insurance companies:

Continental Insurance.
Home Insurance..

Hico.
Hartford insurance companies:
Connecticut Mutual.

Garden Street Co..
Travelers Insurance..

TRAL & Co...
Brokers:

Brown Brothers, Harriman & Co.-----
Funds:

Treasurer of the State of Texas State
Permanent School Fund.

Subtotal..---
BANKERS TRUST COMPANY (NEW YORK).

1. 1

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10, 330, 273 New York Stock Exchange....

Cede & Co.---

2, 176, 188

2, 176, 188

15. 9

(8).

2,938, 080

2,938, 080

28.4

125, 848

125, 848

1. 2

Footnotes at end of table.

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98, 484 94, 905

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98, 484 94, 905 302, 000 192, 620 73, 863 80, 008

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568, 483

3. 9

80, 008

154, 000 } 407,500

2.8

FIRST BANK SYSTEM (MINNEAPOLIS).

14, 661, 060

New York Stock Exchange....

New York banks:

Bankers Trust.
Chase Manhattan.

First National City-

Barnett & Co.---
Cudd & Co.
(Stuart & Co.
Thomas & Co.
(King & Co....
Suydam & Co.
Schmidt & Co..
(TEGGE & Co.

Manufacturers Hanover.
Morgan Guaranty--
Bank of New York.
U.S. Trust Company -

Subtotal-New York Big Seven...

1, 249, 380

1, 249, 380

8. 5

Footnotes at end of table.

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.FIRST BANK SYSTEM (MINNEAPOLIS)-Con.

Minneapolis banks:
First National.

Bruch & Co...

Regan & Co.
Northwestern National.

EMSEG & Co..
Chicago banks:

(Finat & Co.
First National.

Olen & Co.

(Eagle & Co...
Pittsburgh banks:
Mellon National

Pace & Co.

Cost & Co.
Other banks:

Brack & Co...
First Trust Co. of St. Paul.----

Sod & Co..
Northern City National Bank of Duluth.. Nornat & Co.
Other insurance companies:

An insurance company.
An insurance company-

An insurance company.
Funds:

Teachers retirement fund.
A mutual fund.

A public employees' pension fund.
Foundations:

A charitable foundation.

A charitable foundation...
Individuals:

An individual..
Miscellaneous:

A manufacturing company.
A family estate

Subtotal..
REPUBLIC NATIONAL BANK OF DALLAS.

2. 5

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Subtotal-New York Big Seven..
Irving Trust Co.-----

George Willis

& Co.
Philadelphia banks:
First Pennsylvania.

Cross & Co.-..
Girard Trust

sSteere & Co.

(Charter & Co. Provident National.-

Saxon & Co.--.

Stegir & Co.
Fidelity Bank

Anderson & Co..
Philadelphia National Bank...

Patterson & Co..
Philadelphia Savings Fund Society --
Boston banks:
New England Merchant..

DEL & Co.---
Union Warren Savings Bank..
Pittsburgh banks:
Western Pennsylvania National..

Inca & Co.---
Other banks:

First Springfield Corp. (Springfield, D.J.S. & Co.--

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20, 175

Mass.).
Central Carolina Bank (Durham, N.C.)--- Arrow & Co.-
First Seneca Bank & Trust Co. (Oil City,

Pa.).
Salem Five Cents Savings Bank.
Springfield Institute for Savings.

Sis Bank & Co.,
Pennsylvania Bank & Trust Co. of Titus-

ville.
American Bank & Trust Co. (Reading, Cuyler & Co...

Pa.).
Footnotes at end of table.

13, 577 12, 000

84, 450

3. 3

10, 500
9, 950
9, 700

8, 548

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