 | United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1979 - 996 lapas
...of stock. Opinion of the Court 445 U. 8. "(a) To employ any device, scheme, or artifice to defraud, [or] "(c) To engage in any act, practice, or course...any person, in connection with the purchase or sale of any security." 17 CFR § 240.10b-5 (1979). This case concerns the legal effect of the petitioner's... | |
 | United States. Securities and Exchange Commission - 1955 - 920 lapas
...statements made, in the light of the circumstances under which they were made, not misleading, or "(3) to engage in any act, practice, or course of business...any person, In connection with the purchase or sale of any security." Section IS (c) (1) provides as follows: "No broker or dealer shall make use of the... | |
 | United States. Securities and Exchange Commission - 1953 - 824 lapas
...statements made, In the light of the circumstances under which they were made, not misleading, or (3) to engage In any act, practice, or course of business...any person, In connection with the purchase or sale of any security. Rule X-15C1-2 provides : (a) The term "manlpultlve, deceptive, or other fraudulent... | |
 | United States. Securities and Exchange Commission - 1955 - 1022 lapas
...statements made, in the light of the circumstances under which they were made, not misleading, or (3) to engage in any act, practice, or course of business...any person, in connection with the purchase or sale of any security." decided to withdraw his investment and dissolve the partnership, to which Hammill... | |
 | United States. Securities and Exchange Commission - 1956 - 1016 lapas
...statements made, in the light of the circumstances under which they were made, not misleading, or "(3) to engage in any act, practice, or course of business...upon any person, in connection with the purchase or sate of any security." Rule X-16C1-2 provides in part: " (a) The term 'manipulative, deceptive, or... | |
 | United States. Securities and Exchange Commission - 1953 - 828 lapas
...statements made. In the light of the circumstances under which they were made, not misleading, or "(8) to engage In any act, practice, or course of business...would operate as a fraud or deceit upon any person, IB connection with the purchase or sale of any security." 20 8. KC SECRET PROFITS Marks and Lime Cola's... | |
 | United States. Securities and Exchange Commission - 1957 - 756 lapas
...statements made, In the light of the circumstances under which they were made, not misleading, or "(8) to engage In any act, practice, or course of business...operates or would operate as a fraud or deceit upon any perron, In connection with the purchase or sale of any security." uTbe Court stated (IOC F. 2d, at... | |
 | 1981 - 668 lapas
...long position in such securities. (Sec. 10, 48 Stat. 891; 15 USC 78j) [33 PR 8269, June 4, 1968] § 240.10b-5 Employment of manipulative and deceptive...with the purchase or sale of any security. (Sec. 10; 48-Stat. 891; 15 USC 78j) [13 PR 8183, Dec. 22, 1948, as amended at 16 PR 7928, Aug. 11, 1951] §240.10b-6... | |
 | 1994 - 850 lapas
...$240.10b-4 [Reserved] }240.IOb-5 Employment of manipulative and deceptive device*. It shall be unlawful for any person, directly or Indirectly, by the use...purchase or sale of any security. (Sec. 10; 48 Stat. 891; IS USC 78)) [13 FR 8183. Dec. 22. 1948, as amended at 16 FR 7928. Aug. 11. 1951] f*4O.10b-6 Prohibition*... | |
 | 1971 - 660 lapas
...person, directly or indirectly, by the use of any means or instrumentality of interestate commerce, or of the mails or of any facility of any national...purchase or sale of any security. (Sec. 10; 48 Stat. 891; 16 USC 78J) [13 PB 8183, Dec. 22, 1948, as amended at 16 FR 7928, Aug. 11, 1951] § 240.10b-6 Prohibitions... | |
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... (a) To employ any device, scheme, or artifice to defraud, "(b) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were... 
