 | United States - 1938 - 48 lapas
...limited. (11) The term "equity security" means any stock or similar security: or any security convertible, with or without consideration, into such, a security,...a security ; or any such warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate,... | |
 | United States. Congress. House. Temporary National Economic Committee - 1940 - 1610 lapas
...both. > The term "equity security" means any stock or similar security: or any security convertible with or without consideration, into such a security,...or purchase such a security; or any such warrant or rieht. INSTRUCTIONS FOR FILING FORM С 1. Filing where no equity secxirity is owned. — If an officer... | |
 | United States - 1953 - 1692 lapas
...limited. (11) The term "equity security" means any stock or similar security; or any security convertible, required in any statement, declaration, application,...forth, the items or details to be shown in balanc other security which the Commission shall deem to be of similar nature and consider necessary or appropriate,... | |
 | United States - 1973 - 400 lapas
...(11) The term " equity security " means any stock or similar security; or any security convertible, with or without consideration, into such a security,...a security ; or any such warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate,... | |
 | United States - 1944 - 296 lapas
...similar security; or any security convertible, with or without consideration. into 73274° — 48such a security, or carrying any warrant or right to subscribe...a security ; or any such warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate,... | |
 | 1990 - 1038 lapas
...interest in a joint venture, or certificate of interest in a business trust; or any security convertible, with or without consideration into such a security,...bound to do so. (Sec. 3, 48 Stat. 882, 15 USC 78) [38 PR 11449, May 8, 1973] MISCELLANEOUS EXEMPTIONS §240.3al2-l Exemption of certain mortgages and... | |
 | 1988 - 806 lapas
...interest in a joint venture, or certificate of interest in a business trust; or any security convertible, with or without consideration into such a security,...without being bound to do so. (Sec. 3. 48 Stat. 882, 15 Ü.SC 78) [38 FR 11449, May 8. 1973] MISCELLANEOUS EXEMPTIONS §240.3al2-l Exemption of certain mortgagee... | |
 | 1994 - 850 lapas
...interest in a joint venture, or certificate of interest in a business trust; or any security convertible, with or without consideration into such a security,...without being bound to do so. (Sec. 3, 48 Stat. 882. IS USC 78) [38 FR 11449, May 8, 1973] MISCELLANEOUS EXEMPTIONS $240.3al2-l Exemption of certain and... | |
 | 1990 - 814 lapas
...interest in a joint venture, or certificate of interest in a business trust; or any security convertible, with or without consideration into such a security,...another without being bound to do so. (Sec. 3. 48 Stsil. 882. IS USC 78) [38 FR 11449. May 8. 1973] MISCELLANEOUS EXEMPTIONS § 240.3al2-l Exemption... | |
 | 2002 - 748 lapas
...interest in a joint venture, or certificate of interest in a business trust; or any security convertible, with or without consideration into such a security,...security to another without being bound to do so. Executive officer. The term executive officer, when used with reference to a registrant, means its... | |
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equity security" means any stock or similar security; or any security convertible, with or without consideration, into such a security, or carrying any warrant or right to subscribe to or purchase such a security; or any such warrant or right; or any... 
