 | United States. Securities and Exchange Commission - 1956 - 900 lapas
...substantial beneficial interest or as to which iuch person serves as trustee or in a similar fiduciiry capacity, and (3) any relative or spouse of such person,...registrant or any of its parents or subsidiaries. Certified. The term "certified," when used in regard to financial statements, means certified by an... | |
 | United States. Securities and Exchange Commission - 1970 - 166 lapas
...l>enefieiiil interest or as to which such person serves as trustee or in n similar fiduciary capacity, arid (3) any relative or spouse of such person, or any...registrant or any of its parents or subsidiaries. Certified. The term "certified," when used E regard to financial statements, means certified bj an... | |
 | United States. Securities and Exchange Commission - 1955 - 144 lapas
...substantial beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity, and (3) any relative or spouse of such person,...such person or who is a director or officer of the issuer or any of its parents or subsidiaries. Issuer. The term "issuer" means the issuer of the securities... | |
 | 1988 - 800 lapas
...23649, June 24, 1987] REGULATION 14C: DISTRIBUTION OF INFORMATION PURSUANT TO SECTION 14(0 § 240.14cl Definitions. Unless the context otherwise requires,...sharing, thrift, incentive, pension or similar plan solely for employees, directors, trustees or officers. (c) Entity that exercises fiduciary powers.... | |
 | 1997 - 734 lapas
...II (4-1-97 Edition) benéfica! interest or as to which such person serves as trustee or in a similar capacity, and (3) any relative or spouse of such person,...registrant or any of its parents or subsidiaries. Business development company. The term business development company refers to a company which has elected... | |
 | 1988 - 806 lapas
...substantial beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity, and (3) any relative or spouse of such person,...registrant or any of its parents or subsidiaries. Certified. The term "certified," when used in regard to financial statements, means examined and reported... | |
 | 1990 - 1038 lapas
...beneficial interest or as to which such person serves as trustee or in a similar fiduciary capaclit ity, and (3) any relative or spouse of such person, or...registrant or any of its parents or subsidiaries. Certified. The term "certified," when used in regard to financial statements, means examined and reported... | |
 | 1980 - 680 lapas
...substantial beneficial interest or as to which such person serves as trustee or in a similar capac^y. and (3) any relative or spouse of such person, or...registrant or any of its parents or subsidiaries. (c) Certified. The term "certified" when used in regard to financial statements, means certified by... | |
 | 1977 - 958 lapas
...substantial beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity, and (3) any relative or spouse of such person,...director or officer of the registrant or any of its parente or subsidiaries. (d) Certified. The term "certified", when used In regard to financial statements,... | |
 | 1978 - 1266 lapas
...percent of the bank's equity capital accounts, regardless of the fact Footnotes continued from last page or spouse of such person, or any relative of such...such person or who is a director or officer of the bank or any of its parents or subsidiaries." (§ 11.2(d).) 3"The term 'immediate family' includes a... | |
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... the beneficial owner of 10 percent or more of any class of equity securities, (2) any trust or other estate in which such person has a substantial beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity,... 
