 | United States. Securities and Exchange Commission - 1956 - 900 lapas
...relationship to the parties and the outcome. (d) State whether or not, during the past ten years, you have been convicted in a criminal proceeding (excluding...or other disposition of the case. A negative answer to this sub-item need not be included in the proxy statement or other proxy soliciting material. Item... | |
 | United States. Securities and Exchange Commission - 1970 - 166 lapas
...in a criminal proceeding (excluding traffic violations or similar misdemeanors) and, if so, give the dates, nature of conviction, name and location of...or other disposition of the case. A negative answer to this subitem need not be furnished to security holders. Item 3. Source and Amount of Funds or Other... | |
 | 1996 - 600 lapas
...and address of any corporation or other organization in which such employment is carried on. (ill) State whether or not, during the past ten years, the...State the amount of each class of securities of the bank which the participant owns beneficially, directly or indirectly. (v) State the amount of each... | |
 | 1969 - 1140 lapas
...relationship to the parties and the outcome. (d) State whether or not, during the past ten years, you have been convicted in a criminal proceeding (excluding...or other disposition of the case. A negative answer to this subitem need not be included in the Statement or other proxy soliciting material. Item 3—... | |
 | 1985 - 974 lapas
...relationship to the parties and the outcome. (d) State whether or not, during the past 10 years, you have been convicted in a criminal proceeding (excluding...or other disposition of the case. A negative answer to this sub-item need not be included in the Statement or other proxy soliciting material. Item 3.... | |
 | 1978 - 1130 lapas
...relationship to the parties and the outcome. (d) State whether or not, during the past ten years, you have been convicted in a criminal proceeding (excluding...imposed or other disposition of the case. A negative Title 17 — Commodity and SocurfHos Exchango« answer to tnis sub-Item need not be included in the... | |
 | 1980 - 1458 lapas
...relationship to the parties and the outcome. (d) State whether or not, during the past 10 years, you have been convicted in a criminal proceeding (excluding...and, if so, give dates, nature of conviction, name a tlon of court, and penalty imposed disposition of the case. A negative a this sub-item need not be... | |
 | 1967 - 798 lapas
...during the pas: 10 years, you have been convicted In a criminal proceeding (excluding traffic violation or similar misdemeanors) and, If so. give dates, nature...name and location of court, and penalty Imposed or ottf: disposition of the case. A negative ansrrt: to this subltem need not be Included in the statements... | |
 | 1970 - 540 lapas
...criminal proceeding (excluding traffic violations or similar misdemeanors) and, if so, give dates, «ature of conviction, name and location of court, and penalty...or other disposition of the case. A negative answer to this subitem need not be Included in the statement or other proxy soliciting material. Item 3 —... | |
 | 1982 - 448 lapas
...in a criminal proceeding (excluding traffic violations or similar misdemeanors) and. if so, give the dates, nature of conviction, name and location of...penalty imposed or other disposition of the case. Instruction. While a negative answer to this sub-item is required in this schedule, it need not be... | |
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If so, identify the principals, the subject matter and your relationship to the parties and the outcome. (d) State whether or not, during the past ten years, you have been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors)... 
