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" ... necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of this title. "
Decisions and Reports - 169. lappuse
autors: United States. Securities and Exchange Commission - 1956
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Decisions of the Comptroller General of the United States, 71. sējums

United States. General Accounting Office - 1922 - 640 lapas
...Act] or of any rule or regulation thereunder, if and to the extent that such exemption is necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of [the Act]. 15 USC § 80a-6(c). Pursuant...
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Decisions and Reports

United States. Securities and Exchange Commission - 1957 - 1194 lapas
...the exemption from Section 18 (d) to the extent necessary for the consummation of the proposed merger is appropriate in the public interest and consistent...fairly intended by the policy and provisions of the Act. We have therefore determined to grant the applications.10 We have given consideration to objections...
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Decisions and Reports, 9. sējums

United States. Securities and Exchange Commission - 1943 - 1160 lapas
...transaction from any or all provisions of the Act to the extent that such exemption is necessary or appropriate in the public interest and consistent with the protection of investors and the purposes of the Act. The applicant now has only three individual stockholders. It has outstanding...
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Decisions and Reports, 8. sējums

United States. Securities and Exchange Commission - 1941 - 1124 lapas
...1941, and required 2 weeks to complete and deliver the audit, held entitled to the exemption, it being appropriate in the public interest and consistent with the protection of investors. FINDINGS AND ORDER OF THE COMMISSION The above-named applicant, a registered management company, has...
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Decisions and Reports, 28. sējums

United States. Securities and Exchange Commission - 1955 - 1022 lapas
...argued that an exemption here could not satisfy the standard of Section 6 (c) that it be consistent with the purposes fairly intended by the policy and provisions of the Act, because Section 17 (e) (1), which is part of the Act, prohibits the transaction for which •a...
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Investment Trusts and Investment Companies: Hearings Before a Subcommittee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 lapas
...relatively higher operating costs and that in order to make due allowance therefor it is necessary or appropriate in the public interest and consistent with the protection of investors that a provision or provisions of paragraph (1), (2), or (3) of subsection (a) relative to sales load...
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Hearings, Reports and Prints of the Senate Committee on Banking ..., 1-4. daļas

United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1174 lapas
...or regulation thereunder, if and to the extent that the Commission finds such exemption necessary or appropriate in the public interest and consistent with the protection of investors. That is the one that has this awful broad sound. As I started to say before, this is the section which...
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Investment Trusts and Investment Companies: Hearings Before a ..., 3. daļa

United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange - 1940 - 1190 lapas
...or regulation thereunder, if and to the extent that the Commission finds such exemption necessary or appropriate in the public interest and consistent with the protection of investors. That is the one that has this awful broad sound. As I started to say before, this is the section which...
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Investment Trusts and Investment Companies, Hearings Before a Subcommittee ...

United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1180 lapas
...or regulation thereunder, if and to the extent that the Commission finds such exemption necessary or appropriate in the public interest and consistent with the protection of investors. (d) If, in connection with any rule, regulation, or order under this section exempting any investment...
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United States Code, 2. sējums

United States - 1953 - 1692 lapas
...relatively higher operating costs and that in order to make due allowance therefor it is necessary or ommission may, after due investigation and hearing to all interested parties, fix that a pro§ 80a-27 TITLE 15.— COMMERCE AND TRADE S 80a-28 vision or provisions of paragraph (1),...
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