 | United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1979 - 996 lapas
...(b), makes it unlawful for any person to "employ any device, scheme, or artifice to defraud," or to "engage in any act, practice, or course of business...upon any person, in connection with the purchase or sale of any security." Petitioner, who was employed by a financial printer that had been engaged by... | |
 | United States. Securities and Exchange Commission - 1956 - 900 lapas
...statements made, in the light of the circumstances under which they were made, not misleading, or (3) to engage in any act, practice, or course of business...upon any person, in connection with the purchase or sale of any security. §240.10b-6. Prohibitions Against Trading by Persons Interested in a Distribution.... | |
 | United States. Securities and Exchange Commission - 1956 - 1016 lapas
...statements made, in the light of the circumstances under which they were made, not misleading, or "(3) to engage in any act, practice, or course of business...upon any person, in connection with the purchase or sate of any security." Rule X-16C1-2 provides in part: " (a) The term 'manipulative, deceptive, or... | |
 | United States. Securities and Exchange Commission - 1953 - 824 lapas
...statements made, In the light of the circumstances under which they were made, not misleading, or (3) to engage In any act, practice, or course of business...upon any person, In connection with the purchase or sale of any security. Rule X-15C1-2 provides : (a) The term "manlpultlve, deceptive, or other fraudulent... | |
 | United States. Securities and Exchange Commission - 1953 - 828 lapas
...statements made. In the light of the circumstances under which they were made, not misleading, or "(8) to engage In any act, practice, or course of business...would operate as a fraud or deceit upon any person, IB connection with the purchase or sale of any security." 20 8. KC SECRET PROFITS Marks and Lime Cola's... | |
 | United States. Securities and Exchange Commission - 1957 - 756 lapas
...statements made, In the light of the circumstances under which they were made, not misleading, or "(8) to engage In any act, practice, or course of business...operates or would operate as a fraud or deceit upon any perron, In connection with the purchase or sale of any security." uTbe Court stated (IOC F. 2d, at... | |
 | 1980 - 680 lapas
...statements made in the light of the circumstances under which they were made, not misleading, or (c) To engage in any act, practice, or course of business...operate as a fraud or deceit upon any person, in, or in connection with (1) an offer to make or the making of, any transaction for the purchase, sale... | |
 | 2002 - 728 lapas
...statements made in the light of the circumstances under which they were made, not misleading, or (c) To engage in any act, practice, or course of business...operate as a fraud or deceit upon any person, in, or in connection with (1) an offer to make or the making of, any transaction for the purchase, sale... | |
 | 1999 - 944 lapas
...statements made, in the light of the circumstances under which they were made, not misleading; or (ill) To engage in any act, practice or course of business...would operate as a fraud or deceit upon any person. (2) As a means reasonably designed to prevent fraudulent, deceptive or manipulative acts or practices... | |
 | 2000 - 986 lapas
...statements made, in the light of the circumstances under which they were made, not misleading; or (iii) To engage in any act, practice or course of business...would operate as a fraud or deceit upon any person. (2) As a means reasonably designed to prevent fraudulent, deceptive or manipulative acts or practices... | |
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To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or "(c) To engage in any act, practice, or... 
