Securities Investor Protection, Hearings Before the Subcommittee on Commerce and Finance ... H.R. 18109, and H.R. 18458, June 4, 5, 15, 16, 17; July 7, 8, 9, 10, and 15, 19701970 - 404 lappuses |
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1.–5. rezultāts no 100.
8. lappuse
... pay- able to or payable by such brokers , dealers , banks , and 11 other persons in connection with any loans made by or to them ; ( ii ) acts as agent for such brokers , dealers , 121 13 banks , and other persons employing it , upon ...
... pay- able to or payable by such brokers , dealers , banks , and 11 other persons in connection with any loans made by or to them ; ( ii ) acts as agent for such brokers , dealers , 121 13 banks , and other persons employing it , upon ...
13. lappuse
... payment of assessment , in which case the 20 claim shall not be deemed to have accrued until the discovery 21 by the Corporation that the certified statement is false or 22 fraudulent . 11 1 TRANSFER OF NET ASSESSMENT INCOME OF ...
... payment of assessment , in which case the 20 claim shall not be deemed to have accrued until the discovery 21 by the Corporation that the certified statement is false or 22 fraudulent . 11 1 TRANSFER OF NET ASSESSMENT INCOME OF ...
14. lappuse
... payment of the total 13 14 assessment becoming due for the next assessment period ; any excess credit to be applied upon the assessment next becom- 15 ing due . Any excess of this assessment shall be refunded in 16 cash . 17 ( b ) As ...
... payment of the total 13 14 assessment becoming due for the next assessment period ; any excess credit to be applied upon the assessment next becom- 15 ing due . Any excess of this assessment shall be refunded in 16 cash . 17 ( b ) As ...
15. lappuse
... PAYMENT OF INSURANCE BY CORPORATION 9 SEC . 7. ( a ) Whenever an insured broker or insured 10 dealer is closed , the Corporation shall make payment , as 11 provided in this section , to holders of insured customer 12 accounts or insured ...
... PAYMENT OF INSURANCE BY CORPORATION 9 SEC . 7. ( a ) Whenever an insured broker or insured 10 dealer is closed , the Corporation shall make payment , as 11 provided in this section , to holders of insured customer 12 accounts or insured ...
16. lappuse
... pay- 2 3 ing any insured customer account or insured liability . In any case where the Corporation is not satisfied ... payment , but such payee shall retain his rights with respect to any uninsured portion of his claim against such 17 ...
... pay- 2 3 ing any insured customer account or insured liability . In any case where the Corporation is not satisfied ... payment , but such payee shall retain his rights with respect to any uninsured portion of his claim against such 17 ...
Bieži izmantoti vārdi un frāzes
amount appointed assessment bank Bankruptcy Act Board of Directors Board of Governors borrowing broker or dealer broker or insured broker-dealer insurance brokers and dealers bylaws capital cash Chairman Budge claims committee court customer accounts debtor DENUNZIO determine ECKHARDT enactment examining authority Exchange Commission exempt fees filed FOCHT gross revenues Hamer H HARVEY insured broker insured dealer investment June 16 KEITH legislation liability line of credit liquidation MACLAURY member firms ment million Moss mutual funds NASD national securities exchange NYSE obligations payment percent POLLACK proposal public interest purposes pursuant to paragraph pursuant to subsection question RABEN registered REINISCH respect Richard Ney risks rule or regulation Secretary section 15 Securities and Exchange securities business securities industry self-regulatory organization sell short selling SIPC specialists specifically statement STUCKEY subordinated loan task force thereof tion transactions Treasury trust fund trustee Wall Street York Stock Exchange
Populāri fragmenti
30. lappuse - Treasury is authorized and directed to purchase any notes and other obligations issued hereunder and for that purpose he is authorized to use as a public debt transaction the proceeds from the sale of any securities issued under the Second Liberty Bond Act...
312. lappuse - ... is authorized to use as a public debt transaction the proceeds from the sale of any securities issued, under the Second Liberty Bond Act, as amended, and the purposes for which securities may be issued under such Act, as amended, are extended to include any purchases of such notes and obligations.
30. lappuse - All redemptions, purchases, and sales by the Secretary of the Treasury of such notes or other obligations shall be treated as public debt transactions of the United States.
16. lappuse - ... forfeiture ; but no individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, except that such individual so testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying.
22. lappuse - The representatives of the General Accounting Office shall have access to all books, accounts, financial records, reports, files, and all other papers, things, or property belonging to or in use by the District and necessary to facilitate the audit, and they shall be afforded full facilities for verifying transactions with the balances or securities held by depositories, fiscal agents, and custodians.
23. lappuse - ... such comments and information as may be deemed necessary to inform Congress of the financial operations and condition of the Corporation, together with such recommendations with respect thereto as the Comptroller General may deem advisable. The report shall also show specifically any program, expenditure, or other financial transaction or undertaking observed in the course of the audit, which, in the opinion of the Comptroller General, has been carried on or made without authority of law.
197. lappuse - Such notes or other obligations shall bear interest at a rate determined by the Secretary of the Treasury, taking into consideration the current average market yield on outstanding marketable obligations of the United States of comparable maturities during the months preceding the issuance of the notes or other obligations.
353. lappuse - The accounts of the Corporation shall be audited annually in accordance with generally accepted auditing standards by independent certified public accountants or independent licensed public accountants certified or licensed by a regulatory authority of a State or other political subdivision of the United States.
21. lappuse - ... income shall be exempt from all taxation now or hereafter imposed by the United States, by any Territory, dependency, or possession thereof, or by any State, county, municipality, or local taxing authority; except that any real property of the corporation shall be subject to State, Territorial, county, municipal, or local taxation to the same extent according to its value as other real property is taxed.
5. lappuse - Seventh. To exercise by its board of directors, or duly authorized officers or agents, all powers specifically granted by the provisions of this Act and such incidental powers as shall be necessary to carry on the business of banking within the limitations prescribed by this Act.