Reorganization Plan No. 1 of 1961 (SEC): Hearing Before a Subcommittee of the Committee on Banking and Currency, United States Senate, Eighty-seventh Congress, First Session, on Reorganization Plan No. 1 of 1961, Prepared in Accordance with the Reorganization Act of 1949, as Amended, and Providing for Reorganization in the Securities and Exchange Commission. June 2, 1961U.S. Government Printing Office, 1961 - 65 lappuses |
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1.5. rezultāts no 29.
2. lappuse
... authority to delegate to the staff routine func- tions now performed by the Commission . The exchange has appeared before congressional committees many times to support legislation where it was demonstrable that a change was necessary ...
... authority to delegate to the staff routine func- tions now performed by the Commission . The exchange has appeared before congressional committees many times to support legislation where it was demonstrable that a change was necessary ...
3. lappuse
... authority over so important a segment of our economy . We are not in any way suggesting that the present Commission , for whom we have the highest respect , would abuse the extremely broad authority that would be granted under the ...
... authority over so important a segment of our economy . We are not in any way suggesting that the present Commission , for whom we have the highest respect , would abuse the extremely broad authority that would be granted under the ...
4. lappuse
... authority to delegate the approval of some of these registrations by other than the full Commission . We think that such a delegation is probably a perfectly logical delegation of au- thority from the Commission itself to other segments ...
... authority to delegate the approval of some of these registrations by other than the full Commission . We think that such a delegation is probably a perfectly logical delegation of au- thority from the Commission itself to other segments ...
8. lappuse
... authority . They act as the people who search out the charges , who bring the charges , who act as the judge , and then act as the jury . In these important matters we don't think that such tremendous power ought to be given to anybody ...
... authority . They act as the people who search out the charges , who bring the charges , who act as the judge , and then act as the jury . In these important matters we don't think that such tremendous power ought to be given to anybody ...
10. lappuse
... authority under the plan could be delegated by the Commis- sion to others ; is that your major concern ? Mr. FUNSTON . Yes , sir . The rulemaking authority and then its life - and - death authority over putting people out of business ...
... authority under the plan could be delegated by the Commis- sion to others ; is that your major concern ? Mr. FUNSTON . Yes , sir . The rulemaking authority and then its life - and - death authority over putting people out of business ...
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accordance adjudicatory Administrative Procedure Act agency action agency hearing agency members amended applications appointed April 27 areas authority to delegate Banking and Currency believe Besse Boston Stock Exchange broker-dealer CARY Chairman Commis Committee on Government Congress court Dean Landis delegated action determined employee board Exchange Commission Federal Communications Commission fees filed Frear full Commission functions FUNSTON Government Operations hearing examiner initial decision interest Investment Company Act issue judicial review Keith Funston legislation major matters mission officers party permit person personnel practice President problems proceeding proposing public offering providing for reorganization question registration statements regulatory agencies Reorganization Act reorganization plan request respect responsibility right of review right to petition ROSENBERRY routine rule rulemaking power Securities Act Securities and Exchange Securities Exchange Act Senator JAVITS Senator WILLIAMS staff Stock Exchange subcommittee Thank thereof tion U.S. Senate Washington Woodside York Stock Exchange
Populāri fragmenti
63. lappuse - No commissioner shall engage in any other business, vocation, or employment than that of serving as commissioner, nor shall any commissioner participate, directly or indirectly, in any stock-market operations or transactions of a character subject to regulation by the Commission pursuant to this title.
57. lappuse - ... agency and includes the approval or prescription for the future of rates, wages, corporate or financial structures or reorganizations thereof, prices, facilities, appliances, services or allowances therefor or of valuations, costs, or accounting, or practices bearing on any of the foregoing; (5) "rule making...
62. lappuse - The form of proceeding for judicial review is the special statutory review proceeding relevant to the subject matter in a court specified by statute or, in the absence or inadequacy thereof, any applicable form of legal action, including actions for declaratory judgments or writs of prohibitory or mandatory injunction or habeas corpus, in a court of competent jurisdiction.
57. lappuse - Order' means the whole or any part of the final disposition (whether affirmative, negative, injunctive, or declaratory in form) of any agency in any matter other than rule making but including licensing. 'Adjudication' means agency process for the formulation of an order.
59. lappuse - ... responsible to or subject to the supervision or direction of any officer, employee, or agent engaged in the performance of investigative or prosecuting functions for any agency.
57. lappuse - Columbia; or except as to the requirements of section 552 of this title. (E) agencies composed of representatives of the parties or of representatives of organizations of the parties to the disputes determined by them...
58. lappuse - States; or (2) a matter relating to agency management or personnel or to public property, loans, grants, benefits, or contracts. (b) General notice of proposed rule making shall be published in the Federal Register, unless persons subject thereto are named and either personally served or otherwise have actual notice thereof in accordance with law.
58. lappuse - The notice shall include (1) a statement of the time, place, and nature of public rule making proceedings ; (2) reference to the legal authority under which the rule is proposed; and (3) either the terms or substance of the proposed rule or a description of the subjects and issues involved.
60. lappuse - Every party shall have the right to present his case or defense by oral or documentary evidence, to submit rebuttal evidence, and to conduct such cross-examination as may be required for a full and true disclosure of the facts.
62. lappuse - Agency action made reviewable by statute and final agency action for which there is no other adequate remedy in a court are subject to judicial review.