Reorganization Plan No. 1 of 1961 (SEC): Hearing Before a Subcommittee of the Committee on Banking and Currency, United States Senate, Eighty-seventh Congress, First Session, on Reorganization Plan No. 1 of 1961, Prepared in Accordance with the Reorganization Act of 1949, as Amended, and Providing for Reorganization in the Securities and Exchange Commission. June 2, 1961
U.S. Government Printing Office, 1961 - 65 lappuses
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accordance action Administrative Procedure Act agency amended appeal applications appointed appropriate approval areas authority believe Cary Chairman charges Commission Commissioners Committee Communications concerned Congress consideration course court decision delegation determined effective employee Exchange Commission Executive existing fact Federal fees filed final functions Funston further give granted hearing hearing examiner House important increased industry initial interest involved issue LANDIS legislation limitations major matters mission nature necessary notice objection offering officers opinion opportunity otherwise particular party perform permit person personnel petition possible practice present President problems proceeding proposed pursuant question reasonable recommendations record referred registration statements regulatory agencies reorganization plan request respect responsibility rule rulemaking rulemaking power Securities and Exchange Senator Javits Senator WILLIAMS staff statute suggested Thank things tion United views Washington whole
63. lappuse - No commissioner shall engage in any other business, vocation, or employment than that of serving as commissioner, nor shall any commissioner participate, directly or indirectly, in any stock-market operations or transactions of a character subject to regulation by the Commission pursuant to this title.
57. lappuse - ... agency and includes the approval or prescription for the future of rates, wages, corporate or financial structures or reorganizations thereof, prices, facilities, appliances, services or allowances therefor or of valuations, costs, or accounting, or practices bearing on any of the foregoing; (5) "rule making...
62. lappuse - The form of proceeding for judicial review is the special statutory review proceeding relevant to the subject matter in a court specified by statute or, in the absence or inadequacy thereof, any applicable form of legal action, including actions for declaratory judgments or writs of prohibitory or mandatory injunction or habeas corpus, in a court of competent jurisdiction.
57. lappuse - Order' means the whole or any part of the final disposition (whether affirmative, negative, injunctive, or declaratory in form) of any agency in any matter other than rule making but including licensing. 'Adjudication' means agency process for the formulation of an order.
59. lappuse - ... responsible to or subject to the supervision or direction of any officer, employee, or agent engaged in the performance of investigative or prosecuting functions for any agency.
57. lappuse - Columbia; or except as to the requirements of section 552 of this title. (E) agencies composed of representatives of the parties or of representatives of organizations of the parties to the disputes determined by them...
58. lappuse - States; or (2) a matter relating to agency management or personnel or to public property, loans, grants, benefits, or contracts. (b) General notice of proposed rule making shall be published in the Federal Register, unless persons subject thereto are named and either personally served or otherwise have actual notice thereof in accordance with law.
58. lappuse - The notice shall include (1) a statement of the time, place, and nature of public rule making proceedings ; (2) reference to the legal authority under which the rule is proposed; and (3) either the terms or substance of the proposed rule or a description of the subjects and issues involved.
60. lappuse - Every party shall have the right to present his case or defense by oral or documentary evidence, to submit rebuttal evidence, and to conduct such cross-examination as may be required for a full and true disclosure of the facts.