 Unless a registration statement is in effect as to a security, it shall be unlawful for any person, directly or indirectly — ( 1 ) to make use of any means or instruments of transportation or communication in interstate commerce or of the mails...  Decisions and Reports - 191. lappuseautors: United States. Securities and Exchange Commission - 1956Pilnskats - Par šo grāmatu
 | United States. Securities and Exchange Commission - 1945 - 1290 lapas
...Issuer, or any person under direct or indirect common control with the issuer. a Section 5 (a) provides : Unless a registration statement is In effect as to...person, directly or indirectly — (1) to make use of nny means or instruments of transportation or communication in Interstate commerce or of the mails... | |
 | United States. Supreme Court - 1936 - 1044 lapas
...untrue statements of material facts or omissions to state material facts. Section 5 (a) provides that unless a registration statement is in effect as to a security, it shall be unlawful for any person directly or indirectly to make use of the instrumentalities of interstate commerce or of the mails... | |
 | United States. Congress. Senate. Committee on Finance - 1939 - 1104 lapas
...under an indenture and an application for qualification is effective as to such indenture, it shall be unlawful for any person, directly or indirectly —...or communication in interstate commerce or of the mails to sell such security through the use or medium of any prospectus or otherwise; or "(2) to carry... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 lapas
...provisions hereinafter set forth and is in effect, it shall be unlawful for any bondholders' committee, directly or indirectly — (1) to make use of any...or communication in interstate commerce or of the mails to solicit the deposit with said bondholders' committee or any agency designated by said bondholders'... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 lapas
...provisions hereinafter set forth and is in effect, it shall be unlawful for any bondholders' committee, directly or indirectly — (1) to make use of any...or communication in interstate commerce or of the mails to solicit the deposit with said bondholders' committee or any agency designated by said bondholders'... | |
 | United States. Congress. House. Committee on the Judiciary - 1937 - 226 lapas
...enactment of this section, it shall be unlawful for any protective committee, directly or indirectly, to make use of any means or instruments of transportation...or communication in interstate commerce or of the mails in order to solicit a protective committee agreement or any amendment thereto, or in order to... | |
 | United States. Securities and Exchange Commission - 1953 - 1110 lapas
...disclosure precludes the segregation of portions of larger financing operations into separate issues •Section 6 (a) provides : "(a) Unless a registration...or communication in interstate commerce or of the mails to sell or offer to buy such security through the us* or medium of any prospectus or otherwise:... | |
 | United States. Securities and Exchange Commission - 1957 - 1194 lapas
...registered in accordance with subsection (b) of this section." Section 5 (a) of the Securities Act provides: "Unless a registration statement is in effect as to...or communication in interstate commerce or of the mails to sell or offer to buy such security through the use or medium of any prospectus or otherwise;... | |
 | United States. Securities and Exchange Commission - 1953 - 1172 lapas
...foreign country and any State. . . ." •Section 5 (a) provides: "Unless a registration statement la In effect as to a security. It shall be unlawful for...use of any means or Instruments of transportation or commnnlcitloa In Interstate commerce or of the malls to sell or offer to buy such security through... | |
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