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" Securities Exchange Act of 1934," "Public Utility Holding Company Act of 1935," and "Investment Company Act of 1940" mean the federal statutes of those names as amended before or after the effective date of this act. "
Decisions and Reports - viii. lappuse
autors: United States. Securities and Exchange Commission - 1956
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Decisions and Reports, 11. sējums

United States. Securities and Exchange Commission - 1945 - 1290 lapas
...rater to the Investment Advisers Act of 1940. Securitie!) Act of 1933 and Trust Indenture Act of 19391 Securities Exchange Act of 1934 Public Utility Holding...Investment Company and Investment Advisers Acts of 1940 > «. Page herein Section Involved Section Involved Section involved Section involved Geoeral Waser...
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Independent Offices Appropriation Bill for 1939: Hearings Before the ...

United States. Congress. House. Committee on Appropriations - 1937 - 1490 lapas
...Securities and ExActs Cost for 1937 Allotments for 1938 Requested for 1939 Securities Act of 1933. Securities Exchange Act of 1934 Public Utility Holding Company Act of 1935 $1,637,833 1, 367, 909 661,825 $1,734.750 1,418,889 6%, 361 $1, 734. 750 1,418,889 696, 361 Total 3,...
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Decisions and Reports

United States. Securities and Exchange Commission - 1953 - 1172 lapas
...Light Co 11 to footnotes at end of table, Securities Act of 1933 and Trust Indenture Act of 1039 i Securities Exchange Act of 1934 Public Utility Holding...Company and Investment Advisers Acts of 1940' Title Pa«» herein Section nvolved Section Involved Section Involved Section Involved Commonwealth & Southern...
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Decisions and Reports, 9. sējums

United States. Securities and Exchange Commission - 1943 - 1160 lapas
...Act of 1933. < Section numbers in italic type, if any, refer to the Investment Advisers Act of 1940. Securlties Act of 1933 and Trust Indenture Act of...Act of 1934 Public Utility Holding Company Act of 1936 investment Company and investment Advisers Aft Of 1940> Title Page herein Section Involved Section...
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Decisions and Reports, 20. sējums

United States. Securities and Exchange Commission - 1952 - 920 lapas
...429 K Kings County Lighting Co 6 137 See footnotes at end of table. • Investment Company Securities Act of 1933 and Trust Indenture Act of 1939' Securities...of 1934 Public Utility Holding Company Act of 1935 and Investment Advisers Acts of 1940' Title Page herein Section involved Section involved Section involved...
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Decisions and Reports, 18. sējums

United States. Securities and Exchange Commission - 1950 - 948 lapas
...•—"—•** *\i 3, 12 664 •^•a^* ^4CfM«8 469 11 626 See footnotes at end of table. Securities Act of 1933 and Trust Indenture Act of 1939' Securities...Act of 1934 Public Utility Holding Company Act of 1936 Investment Company and Investment Advisers Acts ofl 940 > Title Page herein Section Involved Section...
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Decisions and Reports

United States. Securities and Exchange Commission - 1958 - 1232 lapas
...Light 7, 10, 12, 804 Corp., The Lucas and Co 15 Rule U-62 616 Lucas John Raymond 15 616 Securities Act of 1933 and Trust Indenture Act of 1939 Securities...Exchange Act of 1934 Public Utility Holding Company Act ol 1935 Investment Company and Investment Advisers Acts of 1940 Title Page herein Section Involved...
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Decisions and Reports, 23. sējums

United States. Securities and Exchange Commission - 1953 - 824 lapas
...1 12 (c) I Be* footnotes at end of table. Securltles Act of 1933 and Trust Indenture Act o[ 1939 1 Securities Exchange Act of 1934 Public Utility Holding...Investment Company and Investment Advisers Acts of 1040 < Title Page herein Section Involved Section Involved Section Involved Section Involved Goodall...
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Decisions and Reports, 14. sējums

United States. Securities and Exchange Commission - 1947 - 1062 lapas
...in italic type, if any, refer to the Investment Advisers Act of 1940. Title • t Securities Act at 1933 and Trust Indenture Act of 1939> Securities Exchange Act of 1934 Public Utility Holding Company Act 0/1935 Investment Company and Investment Advisers Acts of HI 10' Page herein •• tSection involved...
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Decisions and Reports, 27. sējums

United States. Securities and Exchange Commission - 1953 - 1110 lapas
...numbers in italic type, if any, refer to the Investment Advisers Act of 1940. Securities Act of 1033 and Trust Indenture Act of 1939' « Securities Exchange...Act of 1934 Public Utility Holding Company Act of Investment Company and Investment Advisers Acts of 1940 * Page herein Section involved Section involved...
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