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" It shall be unlawful for any person in the offer or sale of any securities by the use of any means or instruments of transportation or communication in interstate commerce or by the use of the mails, directly or indirectly — (1) to employ any device,... "
Decisions and Reports - 727. lappuse
autors: United States. Securities and Exchange Commission - 1956
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Decisions and Reports, 11. sējums

United States. Securities and Exchange Commission - 1945 - 1290 lapas
...Securities Act provides : It shall be unlawful for any person in the sale of any securities by the use of any means or instruments of transportation or communication In Interstate commerce or by the use of the mails, directly or indirectly — (1) to employ any device, scheme, or artifice to defraud, or (2)...
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To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 lapas
...circumstances under which they are made, not misleading. (b) It shall be unlawful for any person, by the use of any means or instruments of transportation or communication in interstate commerce or by use of the mails, to make or cause to be made any statement or to publish, give publicity to, circulate,...
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To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 lapas
...circumstances under which they are made, not misleading. (b) It shall be unlawful for any person, by the use of any means or instruments of transportation or communication in interstate commerce or by use of the mails, to make or cause to be made any statement or to publish, give publicity to, circulate,...
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Decisions and Reports, 9. sējums

United States. Securities and Exchange Commission - 1943 - 1160 lapas
...the ••• of any means or Instruments of transportation or communiemtio» to Interstate CMBmerce or by the use of the malls, directly or Indirectly...money or property by means of any untrue statement of fact or any omission to state a material fact necessary In order t/j ouk» ments made, In the light...
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Decisions and Reports, 25. sējums

United States. Securities and Exchange Commission - 1953 - 828 lapas
..."Section 17 (a) provides: "It (ball be unlawful for any person In the sale of any securities by the use of any means or Instruments of transportation or communication In Interstate commerce or by the DRB of the malls, directly or indirectly— "(1) to employ any device, scheme, or artifice to defraud,...
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United States Code, 2. sējums

United States - 1953 - 1692 lapas
...interstate transactions. (a) It shall be unlawful for any person In the sale of any securities by the use of any means or instruments of transportation or communication in interstate commerce or by the use of the mails, directly or indirectly — (1) to employ any device, scheme, or artifice to defraud, or (2)...
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Proposed Amendments to the Securities Act of 1933 and to the Securities ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 1720 lapas
...security, including a transaction which might be exempted from registration under this act, by the use of any means or instruments of transportation or communication in interstate commerce or by the use of the mails, to employ any device, scheme, or artifice to defraud or to obtain money or property by means...
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Proposed Amendments to the Securities Act of 1933 and to the ..., 2. sējums

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 332 lapas
...security, including a transaction which might be exempted from registration under this act, by the use of any means or instruments of transportation or communication in interstate commerce or by the use of the mails, to employ any device, scheme, or artifice to defraud or to obtain money or property by means...
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State and Municipal Securities Regulations. Hearings ... on H.R. 693 ... Feb ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1945 - 138 lapas
...Reserve bank. SEC. 17. (a) It shall be unlawful for any person in the sale of any securities by the use of any means or instruments of transportation or communication in interstate commerce or by the use of the mails, directly or indirectly — (1) To employ any device, scheme, or artifice to defraud, or (2)...
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State and Municipal Securities Regulations: Hearings Before the Committee on ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1945 - 174 lapas
...Reserve bank. SEC. 17. (a) It shall be unlawful for any person in the sale of any securities by the use of any means or instruments of transportation or communication in interstate commerce or by the use of the mails, directly or indirectly — (1) To employ any device, scheme, or artifice to defraud, or (2)...
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