...to read : SEC. 7. It shall be unlawful for any member of a national securities exchange or for any broker or dealer who transacts a business in securities through the medium of any such member, directly or indirectly, to secure the repayment of any money borrowed by the pledge or hypothecation...

...national ss'curiiics exchange or And this is important language, gentlemen of the committee— any person who transacts a business in securities through the medium of any such member, directly, or indirectly— That language was not intended to catch banks. And I do not believe it does...

...provides that — It Khali be unlawful for any member of a national securities exchange or any i>erson who transacts a business In securities through the medium of any such memlK-r — That is the same language and would be subject to the same change. directly or Indirectly,...

...OF EXCHANGES. MEMDEKS, AND OTHERS SEC. 16. Every national securities exchange, every member thereof, every broker or dealer who transacts a business in securities through the medium of such member, every broker or dealer making or creating a market for botli the purchase and sale of...

...OF EXCHANGES. MEMBERS, AND OTHERS SEC. 10. Every national securities exchange, every member thereof, every broker or dealer who transacts a business in securities through the medium of such member, every broker or dealer making or creating a market for both the purchase and sale of securities...

...provisions of this subsection, it shall be lawful for any member of a national securities exchange or any broker or dealer who transacts a business in securities through the medium of a member to extend credit to a customer on a security registered upon a national securities exchange,...

...have been filed. Rule 17a-3. Records To Be Made by Certain Exchange Members, Brokers, and Dealers (a) Every member of a national securities exchange who...pursuant to section 15 of the Securities Exchange Act of 1984, as amended, shall make and keep current the following books and records relating to his business...

...CERTAIN STABILIZING ACTIVITIES Rule X-17A-2. Reports of Certain Stabilizing Activities. (a) Every member of a national securities exchange, and every broker...section 15 of the Securities Exchange Act of 1934, as amended, who effects any purchase for the purpose of pegging, fixing, or stabilizing (hereinafter...

...Exchanges, Members, and Others SECTION 17. (a) Every national securities exchange, every member thereof, every broker or dealer who transacts a business in securities through the medium of any such member, every registered securities association,2 and every broker or dealer registered pursuant to section...

...EXCHANGES, MEMBERS, AND OTHERS SEC. 17. (a) Every national securities exchange, every member thereof, every broker or dealer who transacts a business in securities through the medium of any such member, every registered securities association, and every broker or dealer registered pursuant to section...