Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
1311. lappuse
... Investors Diversified Services , Inc .; accompanied by Richard M. Phillips , Esq . , of Hill , Christopher & Phillips , Special Counsel to IDS__ Loomis , Hon . Philip A. , Jr. , Commissioner , Securities and Exchange Commission___ ...
... Investors Diversified Services , Inc .; accompanied by Richard M. Phillips , Esq . , of Hill , Christopher & Phillips , Special Counsel to IDS__ Loomis , Hon . Philip A. , Jr. , Commissioner , Securities and Exchange Commission___ ...
1328. lappuse
... investor , with the best possible service . Thank you . Mr. Moss . Thank you very much . At this point , I will ask unanimous consent to include the exhibits accompanying your statement in the record . ( The prepared statement follows ...
... investor , with the best possible service . Thank you . Mr. Moss . Thank you very much . At this point , I will ask unanimous consent to include the exhibits accompanying your statement in the record . ( The prepared statement follows ...
1346. lappuse
... investors should have available to them the regional facilities which will provide the fastest and most effective service at the lower possible cost . This concept applies to all regions of the country and their right to have such ...
... investors should have available to them the regional facilities which will provide the fastest and most effective service at the lower possible cost . This concept applies to all regions of the country and their right to have such ...
1348. lappuse
... investors , and reduced financing costs for the securities industry . We believe Continuous Net Settlement is the ... investing public . Most as- suredly , it would help to preserve the viability of financial centers around the country ...
... investors , and reduced financing costs for the securities industry . We believe Continuous Net Settlement is the ... investing public . Most as- suredly , it would help to preserve the viability of financial centers around the country ...
1351. lappuse
... investors , and con- sumers . Further , it adds a delay element to the flow of securities . MACHINE - READABLE ... investor and the non - investing consumer , and the benefits , if any , to those people will not provide a reasonable ...
... investors , and con- sumers . Further , it adds a delay element to the flow of securities . MACHINE - READABLE ... investor and the non - investing consumer , and the benefits , if any , to those people will not provide a reasonable ...
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accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange