Investment Trusts and Investment Companies: Hearings Before a Subcommittee of the Committee on Interstate and Foreign Commerce, House of Representatives, Seventy-sixth Congress, Third Session, on H.R. 10065, a Bill to Provide for the Registration and Regulation of Investment Companies and Investment Advisers, and for Other Purposes. June 13 and 14, 1940U.S. Government Printing Office, 1940 - 145 lappuses |
No grāmatas satura
1.–5. rezultāts no 29.
5. lappuse
... Companies and Investment United States. Congress. House. Committee on ... companies . ( 21 ) " Issuer " means every person who issues or proposes to issue any ... closed - end company , or of any security issued by such a company , means ...
... Companies and Investment United States. Congress. House. Committee on ... companies . ( 21 ) " Issuer " means every person who issues or proposes to issue any ... closed - end company , or of any security issued by such a company , means ...
9. lappuse
... Companies and Investment United States. Congress. House. Committee on ... companies which are subject to regulation under the Interstate Commerce Act . ( 10 ) ... end and closed - end companies , defined as follows : ( 1 ) " Open - end ...
... Companies and Investment United States. Congress. House. Committee on ... companies which are subject to regulation under the Interstate Commerce Act . ( 10 ) ... end and closed - end companies , defined as follows : ( 1 ) " Open - end ...
22. lappuse
... closed - end company to issue any class of senior security , or to sell any such security of which it is the issuer , unless- ( 1 ) if such class of senior security represents an indebtedness- ( A ) immediately after such issuance or ...
... closed - end company to issue any class of senior security , or to sell any such security of which it is the issuer , unless- ( 1 ) if such class of senior security represents an indebtedness- ( A ) immediately after such issuance or ...
23. lappuse
... closed - end investment company to issue or sell any senior security representing indebtedness if immediately thereafter such company will have outstanding more than one class of senior security representing indebtedness , or to issue ...
... closed - end investment company to issue or sell any senior security representing indebtedness if immediately thereafter such company will have outstanding more than one class of senior security representing indebtedness , or to issue ...
27. lappuse
... company or its agent designated for that purpose for redemption except― ( 1 ) for any period ( A ) during which the New York Stock Exchange is closed other than customary week - end and holiday closings or ( B ) during which trading on ...
... company or its agent designated for that purpose for redemption except― ( 1 ) for any period ( A ) during which the New York Stock Exchange is closed other than customary week - end and holiday closings or ( B ) during which trading on ...
Citi izdevumi - Skatīt visu
Bieži izmantoti vārdi un frāzes
advisory affiliated person amended amount application bank bill board of directors BOREN BUNKER centum certificate holders Chairman closed-end companies COLE committee contract corporation court depositor dividend effective date engaged Exchange Commission exemption face-amount certificate company fees filed hearings Holding Company industry installment instrumentality of interstate interstate commerce investment adviser investment counsel Investors Syndicate issuer Jaretzki June 12 mails management company March 15 means or instrumentality ment officer open-end companies outstanding voting securities pany paragraph percent periodic payment plan portfolio principal underwriter protection of investors provision public interest purchase pursuant registered company registered investment company registration statement reorganization reserve respect rules and regulations sales load SCHENKER Securities Act Securities and Exchange Securities Exchange securities issued security holders sell stockholders subcommittee subsection Texas Fund thereof tion transactions type of company unit investment trust unlawful unless voting trusts York Stock Exchange