 | United States. Securities and Exchange Commission - 1946 - 152 lapas
...performed by the foregoing officers. Rule X-3B-3. Definition of "Short Sale." The term "short sale" means any sale of a security which the seller does not own...security borrowed by, or for the account of, the seller. (PAGE 501 FOLLOWS) RULES UNDER SECTIONS 5 AND 6 OF THE ACT REGISTRATION AND EXEMPTION OF EXCHANGES... | |
 | 1968 - 768 lapas
...78c) [13 FB 8179, Dec. 22, 1948] § 240.3b-3 Definition of "short sale." The term "short sale" means any sale of a security which the seller does not own...security borrowed by or for the account of the seller. (Sec. 3, 48 Stat. 884; 15 USC 78c) [13 PR 8179, Dec. 22, 1948] CROSS REFERENCE: For regulations relating... | |
 | 1988 - 536 lapas
...secured. (e) No member or employee shall sell a security which he or she does not own, or the sale of which is consummated by the delivery of a security borrowed by or for such member's or employee's account. (f) No member or employee shall purchase any security which is... | |
 | 1978 - 1252 lapas
...been secured. (e) No member or employee shall sell a security which he does not own, or the sale of which is consummated by the delivery of a security borrowed by or for such member's or employee's account. (f) No member or employee shall purchase any security which is... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1950 - 242 lapas
...Commission has been secured. 4. No employee shall sell a security which he does not own, or the sale of which is consummated by the delivery of a security borrowed by or for such employee's account. 5. No employee shall purchase any security which is the subject of a registration... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1950 - 264 lapas
...Commission has been secured. 4. No employee shall sell a security which he does not own, or the sale of which is consummated by the delivery of a security borrowed by or for such employee's account. 5. No employee shall purchase any security which is the subject of a registration... | |
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No member or employee shall sell a security which he does not own, or the sale of which is consummated by the delivery of a security borrowed by or for such member's or employee's account. 
