 | United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 lapas
...interest or for the protection of investors; (B) To use or employ or to execute or accept for execution any stop-loss order in connection with the purchase...security registered on a national securities exchange except in accordance with such rules and regulations as the Commission shall prescribe as appropriate... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 lapas
...repayment of which is secured by the pledge or hypothecation of any security (other than an exempted security) registered on a national securities exchange, in contravention of such rules and regulations as may be adopted from time to time by the Federal Reserve Board for the purpose of preventing the... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 lapas
...prescribe as appropriate or necessary in the public interest or for the protection of investors ; (b) To use or employ any stop-loss order in connection...security registered on a national securities exchange, except in accordance with such rules find regulations as the Commission shall prescribe as appropriate... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 lapas
...prescribe as appropriate or necessary in the public interest or for the protection of investors ; (b) To use or employ any stop-loss order in connection...security registered on a national securities exchange, except in accordance with such rules and regulations as the Commission shall prescribe as appropriate... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1936 - 36 lapas
...any security (other than comemrcial paper, bankers' acceptances, or commercial bills) otherwise than on a national securities exchange, in contravention of such rules and regulations as the Commission may prescribe as necessary or appropriate in the public interest to prevent fraud,... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1936 - 140 lapas
...is predominantly intrastate and which have not previously been listed or registered) otherwise than on a national securities exchange in contravention of such rules and regulations as the Commission may prescribe as necessary or appropriate in- the public interest to prevent fraud,... | |
 | United States. Securities and Exchange Commission - 1940 - 1240 lapas
...endorse or guarantee the performance of any put, call, straddle, option, or privilege in relation to any security registered on a national securities exchange, in contravention of such rules and regulations as the Commission may prescribe as necessary or appropriate in the public interest or for the protection... | |
 | United States. Securities and Exchange Commission - 1953 - 824 lapas
...or Instrumentality of Interstate commerce or of the malls, (b) To use or employ. In connection with the purchase or sale of any security registered on a national securities exchange or any security not so registered, any manipulative or deceptive device or contrivance in contravention... | |
 | United States - 1938 - 48 lapas
...other person selling or offering for sale or purchasing or offering to purchase the security, to induce the purchase or sale of any security registered on a national securities exchange by the circulation or dissemination in the ordinary course of business of information to the effect... | |
 | United States. Securities and Exchange Commission - 1956 - 1016 lapas
...of any nationaJ securities exchange — *•*••• • "(o) To use or employ, in connection with the purchase or sale of any security registered on a national securities exchange or any security not so registered, any manipulative or deceptive device or contrivance in contravention... | |
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To use or employ, in connection with the purchase or sale of any security registered on a national securities exchange or any security not so registered, any manipulative or deceptive device or contrivance in contravention of such rules and regulations... 
