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" No member of a national securities exchange shall mark a sell order "long" unless (1) the security to be delivered after sale is carried in the account for which the sale is to be effected, or (2) such member is informed that the seller owns the security... "
Short-selling Activity in the Stock Market: The Effects on Small Companies ... - 147. lappuse
autors: United States. Congress. House. Committee on Government Operations. Commerce, Consumer, and Monetary Affairs Subcommittee - 1991 - 852 lapas
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The Code of Federal Regulations of the United States of America

1967 - 740 lapas
..."short". (c) No member of a national securities exchange shall mark a sell order "long" unless (1) the security to be delivered after sale is carried...the account for which the sale is to be effected, or (2) such member is informed that the seller owns the security ordered to be sold and, as soon as...
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Code of Federal Regulations: Containing a Codification of Documents of ...

2002 - 1016 lapas
...on, or admitted to unlisted trading privileges on, a national securities exchange "long" unless (1) the security to be delivered after sale is carried...the account for which the sale is to be effected, or (2) such broker or dealer is informed that the seller owns the security ordered to be sold and,...
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Code of Federal Regulations: Containing a Codification of Documents of ...

2001 - 994 lapas
...on, or admitted to unlisted trading privileges on, a national securities exchange "long" unless (1) the security to be delivered after sale is carried...the account for which the sale is to be effected, or (2) such broker or dealer is informed that the seller owns the security ordered to be sold and,...
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The Internal Revenue Code of 1954: Hearings Before the Committee on ..., 3. daļa

United States. Congress. Senate. Committee on Finance - 1954 - 656 lapas
...'short' ; (c) no member of a national securities exchange shall mark a sell order 'long' unless (1) the security to be delivered after sale is carried...the account for which the sale is to be effected, or (2) such member is informed that the seller owns the security ordered to be sold and, as soon as...
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The Internal Revenue Code of 1954: Hearings Before the Committee ..., 3-4. daļas

United States. Congress. Senate. Committee on Finance - 1954 - 1472 lapas
...'long' or lort" ; (c) no member of a national securities exchange shall mark a sell order ng' unless (1) the security to be delivered after sale is carried in the account r which the sale is to he effected, or (2) such member is informed that the ler owns the security ordered...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1964 - 574 lapas
..."short". (c) No member of a national securities exchange shall mark a sell order "long" unless (1) the security to be delivered after sale is carried...the account for which the sale is to be effected, or (2) such member is informed that the seller owns the security ordered to be sold and, as soon as...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1967 - 1182 lapas
..."short". (c) No member of a national securities exchange shall mark a sell order "long" unless (1) the security to be delivered after sale is carried...the account for which the sale is to be effected, or (2) such member is informed that the seller owns the security ordered to be sold and, as soon as...
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Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress ...

United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1974 - 516 lapas
...Securities and Exchange Commission under Section 10(a) of the Securities Exchange Act of 1934 [1J4322], which you have called to our attention, we hereby...has been forwarded to such account or (2) it is then impractical to deliver such security to such account, but that the seller will deliver such security...
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Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress ...

United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1974 - 518 lapas
...such security to such account as soon as is possible withot undue inconvenience or expense. If there is carried in the account for which the sale is to be effected a security which can be delivered in satisfaction of the sale, you are authorized and directed to deliver...
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The Code of Federal Regulations of the United States of America

1967 - 748 lapas
..."short". (c) No member of a national securities exchange shall mark a sell order "long" unless (1) the security to be delivered after sale is carried...the account for which the sale is to be effected, or (2) such member is informed that the seller owns the security ordered to be sold and, as soon as...
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