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" Once we resume timely reporting of our financial s next year, we will proceed with our commitment to complete the process of voluntarily registering our common stock with the Securities and Exchange Commission (SEC) under the Securities Exchange Act of... "
H.R. 2575, the Secondary Mortgage Market Enterprises Regulatory Improvement ... - 162. lappuse
autors: United States. Congress. House. Committee on Financial Services - 2003 - 275 lapas
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Structure and Regulation of Financial Firms and Holding Companies ..., 1. daļa

United States. Congress. House. Committee on Government Operations. Commerce, Consumer, and Monetary Affairs Subcommittee - 1986 - 774 lapas
...subsidiary. The focus on consolidated statements also reflects the financial disclosure requirements of the Securities and Exchange Commission (SEC). Under the Securities Exchange Act of 1934, bank holding companies meeting certain requirements must file periodic financial reports with...
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Legislative Proposals to Restructure Our Financial System: Hearings Before ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1988 - 1000 lapas
...subsidiary. The focus on consolidated statements also reflects the financial disclosure requirements of the Securities and Exchange Commission (SEC). Under the Securities Exchange Act of 1934, bank holding companies T**cffjn» grpftafa rKrHrrinf utt *TII*T* fflc pffyKtir finuicial reports...
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Efforts to Combat Fraud and Abuse in the Insurance Industry ..., 4. daļa

United States. Congress. Senate. Committee on Governmental Affairs. Permanent Subcommittee on Investigations - 1991 - 716 lapas
...Department, and is a member of the Federal Reserve System. PTC is also registered as a Clearing Agency with the Securities and Exchange Commission ("SEC") under the Securities Exchange Act of 1934 (the "34 Act"). The SEC registration as a Clearing Agency is required by the nature of the PTC...
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The SEC/CFTC Jurisdiction and Margin: Joint Hearings Before the Subcommittee ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - 1991 - 660 lapas
...legislation. The NASD supports this initiative in its capacity as a national securities association registered with the Securities and Exchange Commission (SEC) under the Securities Exchange Act of 1934, and as a member of the Ad Hoc Coalition for Intermarket Coordination. The Ad Hoc Coalition is...
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Executive Stock Options and Stock Appreciation Rights

Herbert Kraus - 2023 - 870 lapas
...lieu of some or all of the standard directors' fee are usually affected by exemptive Rule 16b-3 of the Securities and Exchange Commission (SEC) under the Securities Exchange Act of 1934 (Exchange Act). The discussion of that Rule and its application herein below3 should be consulted....
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Special Examination of Freddie Mac: Hearing Before the Subcommittee on ...

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises - 2004 - 260 lapas
...of an Enterprise should not be left to a system of voluntary commitments. Fannie Mae has registered with the Securities and Exchange Commission (SEC) under the Securities Exchange Act of 1934 (Exchange Act), and Freddie Mac has promised to do so as soon as possible. To address the issue...
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Proposals for Improving the Regulation of the Housing Government Sponsored ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 2005 - 556 lapas
...financials completely up to date as quickly as possible. Once we resume timely reporting of our financial s next year, we will proceed with our commitment to...Commission (SEC) under the Securities Exchange Act of 1934 so that we become a reporting company under that Act. We are irrevocably committed to the voluntary...
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Proposals for Improving the Regulation of the Housing Government Sponsored ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 2005 - 562 lapas
...fmancials completely up to date as quickly as possible. Once we resume timely reporting of our fmancials next year, we will proceed with our commitment to...Commission (SEC) under the Securities Exchange Act of 1934 so that we become a reporting company under that Act. We are irrevocably committed to the voluntary...
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Oversight of the Federal Home Loan Bank System: Hearing Before the ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Financial Institutions - 2005 - 162 lapas
...underscore Freddie Mac's commilrflent to completing the process or voluntarily registering our common stack with the Securities and Exchange Commission (SEC) under the Securities Exchange Act of 1934 so that wo become a rznorttng coeipany under that Act, We art enthusiastically and inwoc«b1y...
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Federal Information Sources and Systems

1980 - 1220 lapas
...economic analysis is based on data submitted by the 199 real estate investment trusts reporting to the Securities and Exchange Commission (SEC) under the Securities Exchange Act of 1934. Content: Statistical data presented include: 1) balance sheet of REITs by asset size categories;...
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