TABLE OF CONTENTS Page SCHEDULE OF PERIODIC SERIES WHICH DO NOT APPEAR EACH MONTHS MARKET VALUE AND VOLUME ON UNITED STATES STOCK EXCHANGES ROUND-LOT AND ODD-LOT SHARE VOLUME ON THE AMEX 101 103 105 SPECIAL OFFERINGS, SECONDARY DISTRIBUTIONS & EXCHANGE DISTRIBUTIONS ON U.S. 118 ANNUAL SUMMARY OF MARKET VALUE AND VOLUME OF SALES ON U. S. STOCK EXCHANGES 119 ESTIMATED GROSS PROCEEDS FROM PRIMARY SECURITIES OFFERINGS BY INDUSTRY AND 120 ESTIMATED GROSS PROCEEDS FROM PRIMARY CORPORATE BOND OFFERINGS BY INDUSTRY 123 ESTIMATED GROSS PROCEEDS FROM PRIMARY CORPORATE CONVERTIBLE BOND OFFERINGS 124 ESTIMATED GROSS PROCEEDS FROM PRIMARY CORPORATE PREFERRED STOCK BY INDUSTRY 125 ESTIMATED GROSS PROCEEDS FROM PRIMARY CORPORATE COMMON STOCK BY INDUSTRY 126 VALUE OF REGISTERED SECONDARY OFFERINGS OF COMMON STOCK BY INDUSTRY 129 NUMBER AND VALUE OF EFFECTIVE REGISTRATIONS UNDER THE SECURITIES ACT OF 1933 130 PRIMARY REGISTRATIONS UNDER THE SECURITIES ACT OF 1933 BY METHOD OF DISTRI- UNCONSOLIDATED MONTHLY REVENUE AND EXPENSES OF NYSE MEMBER FIRMS DOING A PUBLIC BUSINESS 151 UNCONSOLIDATED BALANCE SHEET OF NYSE MEMBER FIRMS DOING A PUBLIC BUSINESS 153 SECOND SIX MONTHS OF VOLUME 34 INDEX OF SERIES APPEARING IN THE 161 FIRST SIX MONTHS OF VOLUME 35 INDEX OF SERIES APPEARING IN THE 162 MARKET VALUE AND VOLUME OF SALES ON UNITED STATES SECURITIES EXCHANGES (ALL DATA ARE IN THOUSANDS) 1) DUE TO A DELAY IN REPORTING, PBW DATA ARE NOT INCLUDED IN THIS TABLE. (SEE EXPLANATORY NOTES) EXPLANATORY NOTES Market Value and Volume of Sales on Registered and Exempted The data presented in this table are of two types depending upon the method of aggregation used by each exchange. Reports of those exchanges marked with an asterisk cover transactions cleared during the calendar month; clearances occur for the most part within five days of the execution of a trade. Reports for other exchanges cover transactions effected on trade dates falling within the report month. The variance introduced by these two different methods of aggregating the data is not considered to be significant and accordingly all registered exchanges are aggregated and reported in monthly summaries. Stock data include voting trust certificates, certificates of deposit for stocks and American Depository Receipts for stocks. Bond data have excluded transactions covering United States Government issues since March 1944. Warrants data include trading in rights for all periods prior to January, 1972. |