Bank Sales of Mutual Funds: Hearing Before the Subcommittee on Financial Institutions Supervision, Regulation, and Deposit Insurance of the Committee on Banking, Finance, and Urban Affairs, House of Representatives, One Hundred Third Congress, Second Session, March 8, 1994, 4. sējumsU.S. Government Printing Office, 1994 - 525 lappuses |
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accounts advertising affiliated American Bankers Association appropriate assets bank customers bank employees bank holding companies bank mutual fund bank sales bank's banking industry banking regulators beneficiaries broker-dealer brokers certificates of deposit Chairman NEAL community banks compliance consumer customer confusion depository institutions disclosures DSRS enforcement FDIC insured federal banking agencies Federal Deposit Insurance federal securities laws federally insured fees fiduciary financial institutions fund shares Glass-Steagall Act GUIDELINES FOR BANKS IBFS income industry guidelines Interagency Statement investment adviser Investment Company Act Investment Company Institute issues money market mutual fund activities mutual fund industry mutual fund sales NASAA NASD national banks nondeposit investment products offer percent personnel portfolio purchase referral registered representative regulatory requirements RETAIL INVESTMENT SALES retail sales sale of uninsured sales activities sales of mutual sales of nondeposit SCBA selling mutual funds SIPC survey tellers third-party thrifts trust trust instrument uninsured products