Decisions and Reports, 36. sējumsU.S. Government Printing Office, 1956 |
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acquisition amended American Fuel American Louisiana American Natural applicant approved approximately Arkla assets basis broker and dealer broker or dealer broker-dealer Byllesby capital cash claims Columbia common stock contract Corporation counsel Court cross-claims customers debentures debt directors dividends effect equity exemption Federal Power Commission filed financing Gas and Electric Gatineau hearing holders Holding Company Act IHES income investment company investors issue issuer Jackson Jackson Co June 30 Kaiser Company Kaiser Motors McGranery Middle South NASD natural gas Newmont Ohio Power operations opinion outstanding pany par value participation payment pipe line plant preferred stock proceedings proposed provides public interest Public Utility Public Utility Holding purchase record registered holding company registrant's requested respect revocation Section 15 Securities Act Securities Exchange Act sold sponsoring companies Standard Gas stockholders subsidiary Swartswelter taxes thereunder tion transactions Trustee underwriter willfully violated Yankee
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202. lappuse - Unless a registration statement is in effect as to a security, it shall be unlawful for any person, directly or indirectly — (1) to make use of any means or instruments of transportation or communication in interstate commerce or of the mails...
202. lappuse - ... (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or (3) to engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon the purchaser.
619. lappuse - ... from engaging in or continuing any conduct or practice in connection with any such activity, or in connection with the purchase or sale of...
8. lappuse - ... reasonably incidental, or economically necessary or appropriate to the operations of such integrated public-utility system...
451. lappuse - ... necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of this title.
604. lappuse - If it appears to the Commission that a registration statement is on its face incomplete or inaccurate in any material respect, the Commission may, after notice by personal service or the sending of confirmed telegraphic notice not later than ten days after the filing of the registration statement...
214. lappuse - ... any partner, officer, director, or branch manager of such broker or dealer (or any person occupying a similar status or performing similar functions), or any person directly or indirectly controlling or controlled by such broker or dealer...
165. lappuse - ... b. the development, use, and control of atomic energy shall be directed so as to promote world peace, improve the general welfare, increase the standard of living, and strengthen free competition in private enterprise.
vii. lappuse - Securities Exchange Act of 1934," "Public Utility Holding Company Act of 1935," and "Investment Company Act of 1940" mean the federal statutes of those names as amended before or after the effective date of this act.
8. lappuse - To require by order, after notice and opportunity for hearing, that each registered holding company, and each subsidiary company thereof, shall take such steps as the Commission shall find necessary to ensure that the corporate structure or continued existence of any company in the holding-company system does not unduly or unnecessarily complicate the structure, or unfairly or inequitably distribute voting power among security holders, of such holding-company...