 | Philippines - 1988 - 484 lapas
...futures association unless the Commission finds that: 1. The rules of the association are designed to prevent fraudulent and manipulative acts and practices,...promote just and equitable principles of trade, to protect the public interest, and to remove impediments to the mechanism of free and open futures trading;... | |
 | United States. Securities and Exchange Commission - 1963 - 1134 lapas
...associated with them, and to adopt rules and regulations governing non-member broker-dealer designed to promote just and equitable principles of trade,...other charges, and in general to protect investors the public interest and to remove impediments to and perfect mechanism of a free and open market. In... | |
 | United States. Securities and Exchange Commission - 1941 - 1124 lapas
...considered separately. On the positive side it stipulates that the rules of the association must be designed to prevent fraudulent and manipulative acts and practices,...to provide safeguards against unreasonable profits and charges, and, in general, to protect investors and the public interest and a free and open market.... | |
 | United States. Securities and Exchange Commission - 1949 - 1134 lapas
...interveners, (7) the rules of the association are designed to prevent fraudulent and manipulative *cts and practices, to promote just and equitable principles...provide safeguards against unreasonable profits or unreasonble rates of commissions or other charges, and, in general, to protect investors and the public... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 108 lapas
...membership, to defray reasonable expenses of administration; "(7) the rules of the association are designed to prevent fraudulent and manipulative acts and practices!,...to promote just and equitable principles of trade, and, iu general, to protect investors, and to remove impediments to and perfect the mechanism of a... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 lapas
...membership, to defray reasonable expenses of administration; "(7) the rules of the association are designed to prevent fraudulent and manipulative acts and practices,...to promote just and equitable principles of trade, and, in general, to protect investors, and to remove impediments to and perfect the mechanism of a... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1938 - 148 lapas
...members, to defray reasonable expenses of administration ; "(7) the rules of the association are designed [to prevent fraudulent and manipulative acts and practices,]...to promote just and equitable principles of trade, and, in general, to protect investors and the public interest, and to remove impediments to and perfect... | |
 | United States. Securities and Exchange Commission - 1952 - 920 lapas
...Section ISA (b) (7) , quoted supra, requires the rules of associations to be designed, inter alia, to prevent fraudulent and manipulative acts and practices,...to promote just and equitable principles of trade, and to protect investors and the public interest. The standards of Section ISA (b) (7) are goals for... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1938 - 138 lapas
...members, to defray reasonable expenses of administration; "(7) the rules of the association are designed [to prevent fraudulent and manipulative acts and practices,]...to promote just and equitable principles of trade, and, in general, to protect investors and the public interest, and to remove impediments to and perfect... | |
 | United States. Securities and Exchange Commission - 1951 - 862 lapas
...rules of an association must be designed to prevent fraudulent and manipulative acts and practices, to provide safeguards against unreasonable profits...unreasonable rates of commissions or other charges, to promote just and equitable principles of trade, and, in general, to protect investors and the public... | |
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... (6) the rules of the association provide for the equitable allocation of dues among its members, to defray reasonable expenses of administration; (7) the rules of the association are designed to prevent fraudulent and manipulative acts and practices,... 
