A Handbook of Stock Exchange Laws: Affecting Members, Their Customers, Brokers and InvestorsMathew Bender, 1915 - 290 lappuses |
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1.–5. rezultāts no 52.
6. lappuse
... delivered to the defendant or cancelled and returned according to the result of the proceedings.3 1Art . XI . " The Committee on Admissions is a court of special or inferior juris- diction . Its jurisdiction must be shown . It is not ...
... delivered to the defendant or cancelled and returned according to the result of the proceedings.3 1Art . XI . " The Committee on Admissions is a court of special or inferior juris- diction . Its jurisdiction must be shown . It is not ...
9. lappuse
... deliveries thereof , and all questions relat- ing to reclamations therefor.1 Twelfth : A Committee on Stock - List , of five mem- bers , which considers applications for placing securities upon the Exchange list and reports to the ...
... deliveries thereof , and all questions relat- ing to reclamations therefor.1 Twelfth : A Committee on Stock - List , of five mem- bers , which considers applications for placing securities upon the Exchange list and reports to the ...
26. lappuse
... deliver securities is punish- able by a fine.1 By resolution of December 14 , 1898 , members having orders to buy and sell the same security must offer it at one - eighth per cent . higher than their bid before mak- ing transactions ...
... deliver securities is punish- able by a fine.1 By resolution of December 14 , 1898 , members having orders to buy and sell the same security must offer it at one - eighth per cent . higher than their bid before mak- ing transactions ...
30. lappuse
... delivering securities may require payment upon delivery ; if delivery is made upon transfer , at the time and place ... deliveries must be made before 2:15 P. M. , failing which the contract may be closed " under the rule . " ( See page ...
... delivering securities may require payment upon delivery ; if delivery is made upon transfer , at the time and place ... deliveries must be made before 2:15 P. M. , failing which the contract may be closed " under the rule . " ( See page ...
31. lappuse
... delivering the securities designated by the Clearing - House Com- mittee.4 To constitute a good delivery all deliveries on sales of stock must be accompanied by a stamped sales ticket.5 An important regulation is that governing the ...
... delivering the securities designated by the Clearing - House Com- mittee.4 To constitute a good delivery all deliveries on sales of stock must be accompanied by a stamped sales ticket.5 An important regulation is that governing the ...
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Added by Laws agreement amended amount applicant APRIL 14 association bank Board of Trade bonds broker by-laws certificates of stock Chairman charge claim Clearing-House collateral commission Committee of Arrangements Committee on Admissions comptroller Constitution corporation court court of equity creditors customer's deliver delivery deposit effect Sept entitled evidences of debt Exch existing members expulsion Governing Committee Gratuity Fund guilty held Hypothecation insolvent interest issued liability license loan margin member or firm membership ment Misc misdemeanor mittee N. Y. Supp notice o'clock P. M. owner paid party payment Penal Law penalty person pledged purchase or sale Resolution rules securities sell shares of stock sold stamps statute stock certificates Stock Exchange stockbrokers suspended member text see infra thereof tion transaction Trustees violation voluntary association vote York Stock Exchange