A Handbook of Stock Exchange Laws: Affecting Members, Their Customers, Brokers and InvestorsMathew Bender, 1915 - 290 lappuses |
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Added by Laws agreement amended amount applicant APRIL 14 association bank Board of Trade bonds broker by-laws certificates of stock Chairman charge claim Clearing-House collateral commission Committee of Arrangements Committee on Admissions comptroller Constitution corporation court court of equity creditors customer's deliver delivery deposit effect Sept entitled evidences of debt Exch existing members expulsion Governing Committee Gratuity Fund guilty held Hypothecation insolvent interest issued liability license loan margin member or firm membership ment Misc misdemeanor mittee N. Y. Supp notice o'clock P. M. owner paid party payment Penal Law penalty person pledged purchase or sale Resolution rules securities sell shares of stock sold stamps statute stock certificates Stock Exchange stockbrokers suspended member text see infra thereof tion transaction Trustees violation voluntary association vote York Stock Exchange