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" ... 2. every person who was a director of (or person performing similar functions) or partner in the issuer at the time of the filing of the part of the registration statement with respect to which his liability is asserted ; 3. "
Municipal Securities Full Disclosure Act of 1976: Hearings Before the ... - 505. lappuse
autors: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - 1976 - 527 lapas
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 lapas
...of such damages represents other than the depreciation in value of such security resulting from such part of the registration statement, with respect to which his liability is asserted, not being true or omitting to state a material fact required to be stated therein or necessary to make...
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United States Code, 2. sējums

United States - 1953 - 1692 lapas
...director of (or person performing similar functions) or partner in the issuer at the time of the filing ction of any such records may be required from any place in any State or in any Territory (3) every person who, with his consent, is named in the registration statement as being or about to...
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Securities Exchange Act of 1934 as Amended to August 10, 1954

United States - 1955 - 54 lapas
...of such damages represents other than the depreciation in value of such security resulting from such part of the registration statement, with respect to which his liability is asserted, not being true or omitting to state a material fact required to be stated therein or necessary to make...
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Amendments to Securities Act of 1933 (exemptions).: Hearings Before the ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1956 - 806 lapas
...other than the issuer, shall be liable as provided therein who shall sustain the burden of proof — (1) that before the effective date of the part of the registration statement with rpspeet to which his liability is asserted (A) he had resigned from or had taken such steps as are...
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Amendments to Securities Act of 1933. (exemption H.R. 5701 and H.R. 9319

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1956 - 812 lapas
...director of (or person ]>crfomilng similar functions) or partner in, the issuer at the time of the filing of the part of the registration statement with respect to which his Haliility is asserted; (3) every person who, with his consent, is uumed in the registration statement...
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SEC Legislation: Hearings Before a Subcommittee of the Committee on Banking ...

United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - 1959 - 660 lapas
...relatlonahlp." SEC LEGISLATION (d > If any person becomes an underwriter with r-espect to the security after the part of the registration statement with respect to which his liability is asserted has become effective, then for the purpoees of paragraph (3) of subsection (b) of this section such...
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SEC Legislation, Hearings Before a Subcommittee ...,86-1 on S ..., 22-23. sējumi

United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 lapas
...fiduciary relationship." (d) If any person becomes an underwriter with respect to the security after the part of the registration statement with respect to which his liability is asserted has become effective, then for the purposes of paragraph (3) of subsection (b) of this section such...
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Hearings, Reports and Prints of the Senate Committee on Banking and Currency

United States. Congress. Senate. Committee on Banking and Currency - 1959 - 2024 lapas
...iUt«a«at» coatalaed therein •hall b* •• of a date ' t taaa twelve BMotba prior to aoeh oa*.'1 the part of the registration statement with respect to which his liability is asserted; (3) every person who, with his consent, is named in the registration statement as being or about to...
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SEC Legislation, 1963: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency - 1963 - 550 lapas
...director of (or person performing similar functions) or partner in, the issuer at the time of the filing of the part of the registration statement with respect to which his liability is asserted ; (3) every person who, with his consent, is named in the registration statement as being or about...
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SEC Legislation, 1963: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency - 1963 - 490 lapas
...of such damages represents other than the depreciation in value of such security resulting from such part of the registration statement, with respect to which his liability is asserted, not being true or omitting to state a material fact required to be stated therein or necessary to make...
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