Municipal Securities Full Disclosure Act of 1976: Hearings Before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, Second Session, on S. 2969 ... S. 2574 ... February 24, 25, and 26, 1976U.S. Government Printing Office, 1976 - 527 lappuses |
No grāmatas satura
1.–5. rezultāts no 98.
16. lappuse
... suggested myself and would , of course , support . Your bill does not require prefiling with the SEC . I do think a strong role for the SEC is required , and I would encourage the Subcommittee not to weaken the controls too much if you ...
... suggested myself and would , of course , support . Your bill does not require prefiling with the SEC . I do think a strong role for the SEC is required , and I would encourage the Subcommittee not to weaken the controls too much if you ...
20. lappuse
... suggests some other threshold limitations are appropriate . Second , the committee may wish to consider issues relating to the scope of underwriter liability . This bill contains a limitation in sec- tion 13A ( g ) which is borrowed ...
... suggests some other threshold limitations are appropriate . Second , the committee may wish to consider issues relating to the scope of underwriter liability . This bill contains a limitation in sec- tion 13A ( g ) which is borrowed ...
21. lappuse
... suggest to us that that type of approach is appropriate . Second , creation of standards for disclosure , given the longstand- ing capacity of the Enforcement Division of the SEC , seems to us to give us the necessary handle to protect ...
... suggest to us that that type of approach is appropriate . Second , creation of standards for disclosure , given the longstand- ing capacity of the Enforcement Division of the SEC , seems to us to give us the necessary handle to protect ...
22. lappuse
... suggests that they are . The test here is whether the officials conduct was so ag- gravated as to place him beyond the scope of his official capacity . In other words , this recognizes evidently sovereign immunity except in an extreme ...
... suggests that they are . The test here is whether the officials conduct was so ag- gravated as to place him beyond the scope of his official capacity . In other words , this recognizes evidently sovereign immunity except in an extreme ...
25. lappuse
... suggesting the SEC for this task ; if it is going to enforce the law it will have to have some idea of what disclosure is required . Again , it seems to me , if we are trying to provide certain and fair rules , the bill's approach would ...
... suggesting the SEC for this task ; if it is going to enforce the law it will have to have some idea of what disclosure is required . Again , it seems to me , if we are trying to provide certain and fair rules , the bill's approach would ...
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Bieži izmantoti vārdi un frāzes
accounting accrual additional agencies Airport Allegheny County amended amount annual report antifraud provisions appropriate audited authority banks basis believe bill Bond Buyer bond counsel bond issues budget capital cash Chairman Commission Committee Congress costs County of Allegheny Court dealers Debt Service Fund December 31 default disclosure guidelines disclosure requirements distribution statement Exchange Act exemption expenditures federal securities laws financial reporting financial statements fiscal full disclosure Fund Balance Government governmental units Harris County indebtedness investment investors issuance issuers of municipal Jim Flaherty June 30 legislation liability material Mecklenburg County ment MFOA million municipal bond municipal debt Municipal Finance Officers municipal issuers municipal securities market North Carolina offering official statement operating outstanding payable payment percent principal problems proposed protection purchase registration regulation responsibility Securities Act Senator WILLIAMS sovereign immunity tion Total underwriters Water and Sewer York City
Populāri fragmenti
505. lappuse - In case any part of the registration statement, when such part became effective, contained an untrue statement of a material fact or omitted to state a material fact required to be stated therein or necessary to make the statements therein not misleading, any person acquiring such security (unless it is proved that at the time of such acquisition he knew of such untruth or omission...
506. lappuse - ... he had, after reasonable investigation, reasonable ground to believe and did believe, at the time such part of the registration statement became effective, that the statements therein were true and that there was no omission to state a material fact required to be stated therein or necessary to make the statements therein not misleading...
506. lappuse - ... as regards any part of the registration statement purporting to be made on the authority of an expert...
163. lappuse - I am here today speaking on behalf of the National League of Cities and the United States Conference of Mayors.
505. lappuse - ... 2. every person who was a director of (or person performing similar functions) or partner in the issuer at the time of the filing of the part of the registration statement with respect to which his liability is asserted ; 3.
506. lappuse - With respect to every untrue statement purporting to be a statement by or contained in what purports to be a copy of or extract from a report or valuation of an expert...
506. lappuse - With respect to every such untrue statement purporting to be a statement made by an official person or contained in what purports to be a copy of or extract from a public official document...
503. lappuse - ... knew or reasonably should have known that the action he took within his sphere of official responsibility would violate the constitutional rights of the student affected, or if he took the action with the malicious intention to cause a deprivation of constitutional rights or other injury to the student.
197. lappuse - ... to state a material fact necessary in order to make the statements made, in light of the circumstances under which such statements were made, not misleading...
505. lappuse - If any accountant, engineer, or appraiser, or any person whose profession gives authority to a statement made by him, is named as having prepared or certified any part of the registration statement, or...