Municipal Securities Full Disclosure Act of 1976: Hearings Before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, Second Session, on S. 2969 ... S. 2574 ... February 24, 25, and 26, 1976U.S. Government Printing Office, 1976 - 527 lappuses |
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1.5. rezultāts no 100.
15. lappuse
... fact , brought out time and again , was that lack of sound financial reporting was a major cause of the crisis . The circumstances which led to the passage of the emergency aid bill did not come about overnight . Problems had begun ...
... fact , brought out time and again , was that lack of sound financial reporting was a major cause of the crisis . The circumstances which led to the passage of the emergency aid bill did not come about overnight . Problems had begun ...
16. lappuse
... fact , and also the fact that the SEC staff would have to be augmented , by delaying the implementation date . Mr. Chairman , I think my bill is fair to all concerned and repre- sents good public policy . It would not prevent future ...
... fact , and also the fact that the SEC staff would have to be augmented , by delaying the implementation date . Mr. Chairman , I think my bill is fair to all concerned and repre- sents good public policy . It would not prevent future ...
18. lappuse
... fact are used in marketing municipal securities , we have the obligation to seek enforcement of these provisions of the 1933 and 1934 acts . It means , as the Senator knows , that on occasion we have to launch a major investigation of ...
... fact are used in marketing municipal securities , we have the obligation to seek enforcement of these provisions of the 1933 and 1934 acts . It means , as the Senator knows , that on occasion we have to launch a major investigation of ...
19. lappuse
... fact is that we can , I think , properly guess that there will be a certain competi- tion for disclosure , that around the country various underwriters , various rating services will seek to promote more and more kinds of disclosure , a ...
... fact is that we can , I think , properly guess that there will be a certain competi- tion for disclosure , that around the country various underwriters , various rating services will seek to promote more and more kinds of disclosure , a ...
21. lappuse
... facts were displayed fully and fairly , the Com- mission could more quickly devote its energies to other matters . Thus , the proposed bill would give us an easier threshold of decision . Sec- ond , it obviously brings home to issuers ...
... facts were displayed fully and fairly , the Com- mission could more quickly devote its energies to other matters . Thus , the proposed bill would give us an easier threshold of decision . Sec- ond , it obviously brings home to issuers ...
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Bieži izmantoti vārdi un frāzes
accounting accrual additional agencies Airport Allegheny County amended amount annual report antifraud provisions appropriate audited authority banks basis believe bill Bond Buyer bond counsel bond issues budget capital cash Chairman Commission Committee Congress costs County of Allegheny Court dealers Debt Service Fund December 31 default disclosure guidelines disclosure requirements distribution statement Exchange Act exemption expenditures federal securities laws financial reporting financial statements fiscal full disclosure Fund Balance Government governmental units Harris County indebtedness investment investors issuance issuers of municipal Jim Flaherty June 30 legislation liability material Mecklenburg County ment MFOA million municipal bond municipal debt Municipal Finance Officers municipal issuers municipal securities market North Carolina offering official statement operating outstanding payable payment percent principal problems proposed protection purchase registration regulation responsibility Securities Act Senator WILLIAMS sovereign immunity tion Total underwriters Water and Sewer York City
Populāri fragmenti
505. lappuse - In case any part of the registration statement, when such part became effective, contained an untrue statement of a material fact or omitted to state a material fact required to be stated therein or necessary to make the statements therein not misleading, any person acquiring such security (unless it is proved that at the time of such acquisition he knew of such untruth or omission...
506. lappuse - ... he had, after reasonable investigation, reasonable ground to believe and did believe, at the time such part of the registration statement became effective, that the statements therein were true and that there was no omission to state a material fact required to be stated therein or necessary to make the statements therein not misleading...
506. lappuse - ... as regards any part of the registration statement purporting to be made on the authority of an expert...
163. lappuse - I am here today speaking on behalf of the National League of Cities and the United States Conference of Mayors.
505. lappuse - ... 2. every person who was a director of (or person performing similar functions) or partner in the issuer at the time of the filing of the part of the registration statement with respect to which his liability is asserted ; 3.
506. lappuse - With respect to every untrue statement purporting to be a statement by or contained in what purports to be a copy of or extract from a report or valuation of an expert...
506. lappuse - With respect to every such untrue statement purporting to be a statement made by an official person or contained in what purports to be a copy of or extract from a public official document...
503. lappuse - ... knew or reasonably should have known that the action he took within his sphere of official responsibility would violate the constitutional rights of the student affected, or if he took the action with the malicious intention to cause a deprivation of constitutional rights or other injury to the student.
197. lappuse - ... to state a material fact necessary in order to make the statements made, in light of the circumstances under which such statements were made, not misleading...
505. lappuse - If any accountant, engineer, or appraiser, or any person whose profession gives authority to a statement made by him, is named as having prepared or certified any part of the registration statement, or...