Municipal Securities Full Disclosure Act of 1976: Hearings Before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, Second Session, on S. 2969 ... S. 2574 ... February 24, 25, and 26, 1976U.S. Government Printing Office, 1976 - 527 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
17. lappuse
... basis . You can't run New York City or Washington , D.C. that way . Senator WILLIAMS . If you had known that the Municipal Finance Officers Association and the brokerage house underwriters , or at least some of them , would oppose these ...
... basis . You can't run New York City or Washington , D.C. that way . Senator WILLIAMS . If you had known that the Municipal Finance Officers Association and the brokerage house underwriters , or at least some of them , would oppose these ...
18. lappuse
... basis , would like to have the backing of some CPA figures some statements that said , look , this bond that I'm recom- mending that you buy for your accounts or for these widows and orphans , we're going to put all the trust funds of ...
... basis , would like to have the backing of some CPA figures some statements that said , look , this bond that I'm recom- mending that you buy for your accounts or for these widows and orphans , we're going to put all the trust funds of ...
27. lappuse
... basis for the adoption of these exemptions consisted of a desire for govern- mental comity and the absence of recurrent abuses . In addition , there has been a belief on the part of some that the typical purchaser of municipal ...
... basis for the adoption of these exemptions consisted of a desire for govern- mental comity and the absence of recurrent abuses . In addition , there has been a belief on the part of some that the typical purchaser of municipal ...
31. lappuse
... basis for recouping losses after ( and if ) fraud is proved . Moreover , they do not provide a basis for helping investors choose among competing investments ; they only prohibit certain extreme unlawful conduct . A third possibility is ...
... basis for recouping losses after ( and if ) fraud is proved . Moreover , they do not provide a basis for helping investors choose among competing investments ; they only prohibit certain extreme unlawful conduct . A third possibility is ...
38. lappuse
... basis ? What kind of a burden are we talking about here ? Mr. YEO . I can't quantify it , Mr. Chairman . I think that any esti- mate that we would provide would be accurate only by accident , but I can say that I think in the present ...
... basis ? What kind of a burden are we talking about here ? Mr. YEO . I can't quantify it , Mr. Chairman . I think that any esti- mate that we would provide would be accurate only by accident , but I can say that I think in the present ...
Citi izdevumi - Skatīt visu
Bieži izmantoti vārdi un frāzes
accounting accrual additional agencies Airport Allegheny County amended amount annual report antifraud provisions appropriate audited authority banks basis believe bill Bond Buyer bond counsel bond issues budget capital cash Chairman Commission Committee Congress costs County of Allegheny Court dealers Debt Service Fund December 31 default disclosure guidelines disclosure requirements distribution statement Exchange Act exemption expenditures federal securities laws financial reporting financial statements fiscal full disclosure Fund Balance Government governmental units Harris County indebtedness investment investors issuance issuers of municipal Jim Flaherty June 30 legislation liability material Mecklenburg County ment MFOA million municipal bond municipal debt Municipal Finance Officers municipal issuers municipal securities market North Carolina offering official statement operating outstanding payable payment percent principal problems proposed protection purchase registration regulation responsibility Securities Act Senator WILLIAMS sovereign immunity tion Total underwriters Water and Sewer York City
Populāri fragmenti
505. lappuse - In case any part of the registration statement, when such part became effective, contained an untrue statement of a material fact or omitted to state a material fact required to be stated therein or necessary to make the statements therein not misleading, any person acquiring such security (unless it is proved that at the time of such acquisition he knew of such untruth or omission...
506. lappuse - ... he had, after reasonable investigation, reasonable ground to believe and did believe, at the time such part of the registration statement became effective, that the statements therein were true and that there was no omission to state a material fact required to be stated therein or necessary to make the statements therein not misleading...
506. lappuse - ... as regards any part of the registration statement purporting to be made on the authority of an expert...
163. lappuse - I am here today speaking on behalf of the National League of Cities and the United States Conference of Mayors.
505. lappuse - ... 2. every person who was a director of (or person performing similar functions) or partner in the issuer at the time of the filing of the part of the registration statement with respect to which his liability is asserted ; 3.
506. lappuse - With respect to every untrue statement purporting to be a statement by or contained in what purports to be a copy of or extract from a report or valuation of an expert...
506. lappuse - With respect to every such untrue statement purporting to be a statement made by an official person or contained in what purports to be a copy of or extract from a public official document...
503. lappuse - ... knew or reasonably should have known that the action he took within his sphere of official responsibility would violate the constitutional rights of the student affected, or if he took the action with the malicious intention to cause a deprivation of constitutional rights or other injury to the student.
197. lappuse - ... to state a material fact necessary in order to make the statements made, in light of the circumstances under which such statements were made, not misleading...
505. lappuse - If any accountant, engineer, or appraiser, or any person whose profession gives authority to a statement made by him, is named as having prepared or certified any part of the registration statement, or...