Short-selling Activity in the Stock Market: The Effects on Small Companies and the Need for Regulation : Hearings Before the Commerce, Consumer, and Monetary Affairs Subcommittee of the Committee on Government Operations, House of Representatives, One Hundred First Congress, First Session, November 28, 29, and December 6, 1989, 4. sējumsU.S. Government Printing Office, 1991 - 852 lappuses |
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1.–5. rezultāts no 99.
2. lappuse
... shareholders unfairly ? Do the differences between the stock exchanges and the over - the- counter market make small company stocks more vulnerable to abuse in the over - the - counter market ? In particular , is it signifi- cant that ...
... shareholders unfairly ? Do the differences between the stock exchanges and the over - the- counter market make small company stocks more vulnerable to abuse in the over - the - counter market ? In particular , is it signifi- cant that ...
4. lappuse
... shareholders actually exercise their right to vote . As to your concern that this " increased supply " of the Company's shares must itself drive down the price of a stock , we wish it could be so easy . This would of course imply that ...
... shareholders actually exercise their right to vote . As to your concern that this " increased supply " of the Company's shares must itself drive down the price of a stock , we wish it could be so easy . This would of course imply that ...
7. lappuse
... shareholder to lose his ability to vote in corporate matters . since we feel that the existing rules and regulations ... shareholders rights . We also would like to share one other insight we have gained into short selling . The ...
... shareholder to lose his ability to vote in corporate matters . since we feel that the existing rules and regulations ... shareholders rights . We also would like to share one other insight we have gained into short selling . The ...
12. lappuse
... shareholders ; and ( c ) the right to sell or lend securities to any qualified entity . A share qualifies the holder to participate in the fortunes of the company , whether good or bad , as long as this interest is main- tained . How ...
... shareholders ; and ( c ) the right to sell or lend securities to any qualified entity . A share qualifies the holder to participate in the fortunes of the company , whether good or bad , as long as this interest is main- tained . How ...
33. lappuse
... shareholders . They do heavy prepublication trading even up to hours before the appear- ance of the first negative article which follows their story line and usually was initiated anonymously by one of the short selling net- work ...
... shareholders . They do heavy prepublication trading even up to hours before the appear- ance of the first negative article which follows their story line and usually was initiated anonymously by one of the short selling net- work ...
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89 NASDAQ abusive short alleged American Stock Exchange analysts arbitrage Barron's article bear raid borrowed broker broker-dealer brokerage firms buy-in Carrington Carrisyn Chairman Clearing-Short Positions Commission's common stock company's CORP corporation dealer deliver delivery disclosure Doug Barnard effect equity exchange-listed Feshbach funds going index arbitrage investigation investment investors issuers issues lending manipulative market makers million Monetary Affairs naked short selling NASD NASDAQ securities NASDAQ stocks negative NYSE OTC market OTC REVIEW over-the-counter percent Pollack problems profit program trading proxy purchase question regulatory Release reporting rumors says Securities and Exchange Securities Exchange Act securities laws sell short sellers shareholders shares outstanding short interest short positions short sales short-selling short-selling activity sold short statement stock loan stock price story subcommittee tick test tion transactions Unioil uptick rule violations voting Wall Street Journal York Stock Exchange
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