Short-selling Activity in the Stock Market: The Effects on Small Companies and the Need for Regulation : Hearings Before the Commerce, Consumer, and Monetary Affairs Subcommittee of the Committee on Government Operations, House of Representatives, One Hundred First Congress, First Session, November 28, 29, and December 6, 1989, 4. sējumsU.S. Government Printing Office, 1991 - 852 lappuses |
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1.–5. rezultāts no 100.
vi. lappuse
... Loan Probe Eyes Years of Possible Abuse " and " Securities Lend- ing Is Big Business " by William Power and Matthew Winkler , Wall Street Journal , September 8 , 1989 . 830 " The Business Nobody Wants To Talk About " by John Friedman ...
... Loan Probe Eyes Years of Possible Abuse " and " Securities Lend- ing Is Big Business " by William Power and Matthew Winkler , Wall Street Journal , September 8 , 1989 . 830 " The Business Nobody Wants To Talk About " by John Friedman ...
6. lappuse
... the existing rules a customer's margin securities may be lent to a short seller or other stock borrowers , placed as collateral in customer bank loan or they may sit idle in the brokers box . To require a broker to notify each 6.
... the existing rules a customer's margin securities may be lent to a short seller or other stock borrowers , placed as collateral in customer bank loan or they may sit idle in the brokers box . To require a broker to notify each 6.
11. lappuse
... loan operations did not function as profit centers as they do today , borrowing or lending between firms was considered an unrewarding chore by most . Unlisted short sales were enacted by means of selling for delayed delivery , a ...
... loan operations did not function as profit centers as they do today , borrowing or lending between firms was considered an unrewarding chore by most . Unlisted short sales were enacted by means of selling for delayed delivery , a ...
13. lappuse
... loan transaction , his reaction would be that of utter disbelief . His feeling , on balance , would be that the purpose of giving this right to his broker was for borrow- ing against his margin account . The current hypothecation agree ...
... loan transaction , his reaction would be that of utter disbelief . His feeling , on balance , would be that the purpose of giving this right to his broker was for borrow- ing against his margin account . The current hypothecation agree ...
14. lappuse
... loan is legiti- mate . It must be done on the books of the lender for the short seller . Naked short selling , an abusive practice , would then become more controllable . The market maker who has short sellers as clients sits in a ...
... loan is legiti- mate . It must be done on the books of the lender for the short seller . Naked short selling , an abusive practice , would then become more controllable . The market maker who has short sellers as clients sits in a ...
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89 NASDAQ abusive short alleged American Stock Exchange analysts arbitrage Barron's article bear raid borrowed broker broker-dealer brokerage firms buy-in Carrington Carrisyn Chairman Clearing-Short Positions Commission's common stock company's CORP corporation dealer deliver delivery disclosure Doug Barnard effect equity exchange-listed Feshbach funds going index arbitrage investigation investment investors issuers issues lending manipulative market makers million Monetary Affairs naked short selling NASD NASDAQ securities NASDAQ stocks negative NYSE OTC market OTC REVIEW over-the-counter percent Pollack problems profit program trading proxy purchase question regulatory Release reporting rumors says Securities and Exchange Securities Exchange Act securities laws sell short sellers shareholders shares outstanding short interest short positions short sales short-selling short-selling activity sold short statement stock loan stock price story subcommittee tick test tion transactions Unioil uptick rule violations voting Wall Street Journal York Stock Exchange
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