Short-selling Activity in the Stock Market: The Effects on Small Companies and the Need for Regulation : Hearings Before the Commerce, Consumer, and Monetary Affairs Subcommittee of the Committee on Government Operations, House of Representatives, One Hundred First Congress, First Session, November 28, 29, and December 6, 1989, 4. sējumsU.S. Government Printing Office, 1991 - 852 lappuses |
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1.–5. rezultāts no 100.
13. lappuse
... laws of probability will cover his lack of proxies . When , as always , all stockholders do not vote , the proxy of the abstainee is electronically transferred to the lender of the short shares . In actuality , we hypothecated the right ...
... laws of probability will cover his lack of proxies . When , as always , all stockholders do not vote , the proxy of the abstainee is electronically transferred to the lender of the short shares . In actuality , we hypothecated the right ...
27. lappuse
... Laws ... Bv Short Sellers Dear Bill : There have been too few attempts during the past several years to curb illegal short selling tactics in the Over The Counter market to the detriment of the NASDAQ system's credibility . Short ...
... Laws ... Bv Short Sellers Dear Bill : There have been too few attempts during the past several years to curb illegal short selling tactics in the Over The Counter market to the detriment of the NASDAQ system's credibility . Short ...
30. lappuse
... laws with regard to the initial short selling are the same firms who are continuously on the fail to deliver list at settlement dates . Another viciazion occurs when a buy - in is issued against a short seller on behalf of a long ...
... laws with regard to the initial short selling are the same firms who are continuously on the fail to deliver list at settlement dates . Another viciazion occurs when a buy - in is issued against a short seller on behalf of a long ...
31. lappuse
... laws by short sellers . is the Cassing of the Offered Side of A Market For a Particular Stock in order to occupy the ... law suits behind . Eventually , if history is a lesson , the SEC and Congress will determine that we have ...
... laws by short sellers . is the Cassing of the Offered Side of A Market For a Particular Stock in order to occupy the ... law suits behind . Eventually , if history is a lesson , the SEC and Congress will determine that we have ...
37. lappuse
... laws were passed to pre- vent . But that means to me the uptick rule should be strengthened so it does work . I personally agree with Mr. Spira that an uptick rule for NASDAQ National Market System stocks based on the last report- ed ...
... laws were passed to pre- vent . But that means to me the uptick rule should be strengthened so it does work . I personally agree with Mr. Spira that an uptick rule for NASDAQ National Market System stocks based on the last report- ed ...
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89 NASDAQ abusive short alleged American Stock Exchange analysts arbitrage Barron's article bear raid borrowed broker broker-dealer brokerage firms buy-in Carrington Carrisyn Chairman Clearing-Short Positions Commission's common stock company's CORP corporation dealer deliver delivery disclosure Doug Barnard effect equity exchange-listed Feshbach funds going index arbitrage investigation investment investors issuers issues lending manipulative market makers million Monetary Affairs naked short selling NASD NASDAQ securities NASDAQ stocks negative NYSE OTC market OTC REVIEW over-the-counter percent Pollack problems profit program trading proxy purchase question regulatory Release reporting rumors says Securities and Exchange Securities Exchange Act securities laws sell short sellers shareholders shares outstanding short interest short positions short sales short-selling short-selling activity sold short statement stock loan stock price story subcommittee tick test tion transactions Unioil uptick rule violations voting Wall Street Journal York Stock Exchange
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429. lappuse - To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or...
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287. lappuse - Short sales. (a) No person shall, for his own account or for the account of any other person, effect on a national securities exchange a short sale of any security (1) below the price at which the last sale thereof, regular way, was effected on such exchange, or (2) at such price unless such price is above the next preceding different price at which a sale of such...
192. lappuse - Act of 1940, is directly or indirectly the beneficial owner of more than 5 per centum of such class shall, within ten days after such acquisition, send to the issuer of the security at its principal executive office, by registered or certified mail, send to each exchange where the security is traded, and file with the Commission, a statement containing...