Short-selling Activity in the Stock Market: The Effects on Small Companies and the Need for Regulation : Hearings Before the Commerce, Consumer, and Monetary Affairs Subcommittee of the Committee on Government Operations, House of Representatives, One Hundred First Congress, First Session, November 28, 29, and December 6, 1989, 4. sējumsU.S. Government Printing Office, 1991 - 852 lappuses |
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1.5. rezultāts no 100.
4. lappuse
... investors . The short seller arrives at his decision by making use of the same information available to potential buyers and then makes his investment decision . We have never personally , nor do we know of any other investors either ...
... investors . The short seller arrives at his decision by making use of the same information available to potential buyers and then makes his investment decision . We have never personally , nor do we know of any other investors either ...
20. lappuse
... investor to leave his securities in street name with his broker . The advent of the Securities Investors Protection Corporation coupled with additional insurance provided by the broker ( to as much as $ 10,000,000 ) allowed the investor ...
... investor to leave his securities in street name with his broker . The advent of the Securities Investors Protection Corporation coupled with additional insurance provided by the broker ( to as much as $ 10,000,000 ) allowed the investor ...
39. lappuse
... investors owning them will lose less over the long run . Publications which assist shorts in expos- ing such flaws perform a public service . Such shorting helps to cleanse the mar- ket . Selling short is the reverse of a normal sale ...
... investors owning them will lose less over the long run . Publications which assist shorts in expos- ing such flaws perform a public service . Such shorting helps to cleanse the mar- ket . Selling short is the reverse of a normal sale ...
41. lappuse
... investor that the market was rigged by insiders . The public really did not return in great numbers until New York ... investors and many have withdrawn from equities . One reform would be to extend the uptick rule where individuals ...
... investor that the market was rigged by insiders . The public really did not return in great numbers until New York ... investors and many have withdrawn from equities . One reform would be to extend the uptick rule where individuals ...
44. lappuse
... investors or product problems to the SEC and perhaps State or Federal regulatory authorities . Then a press outlet is offered scoop , on the condition that the short sources can remain anonymous . Then shorts alert market makers a ...
... investors or product problems to the SEC and perhaps State or Federal regulatory authorities . Then a press outlet is offered scoop , on the condition that the short sources can remain anonymous . Then shorts alert market makers a ...
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89 NASDAQ abusive short alleged American Stock Exchange analysts arbitrage Barron's article bear raid borrowed broker broker-dealer brokerage firms buy-in Carrington Carrisyn Chairman Clearing-Short Positions Commission Commission's common stock company's CORP corporation dealer deliver delivery disclosure Doug Barnard effect equity exchange-listed Feshbach funds going index arbitrage investigation investment investors issuers issues lending manipulative market makers million Monetary Affairs naked short selling NASD NASDAQ securities NASDAQ stocks negative NYSE OTC market OTC REVIEW over-the-counter percent Pollack problems profit program trading proxy purchase question regulatory Release reporting rumors says Securities and Exchange Securities Exchange Act securities laws sell short sellers shareholders shares outstanding short interest short positions short sales short-selling short-selling activity sold short statement stock loan stock price story subcommittee tick test tion transactions Unioil uptick rule violations voting Wall Street Journal York Stock Exchange
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