Short-selling Activity in the Stock Market: The Effects on Small Companies and the Need for Regulation : Hearings Before the Commerce, Consumer, and Monetary Affairs Subcommittee of the Committee on Government Operations, House of Representatives, One Hundred First Congress, First Session, November 28, 29, and December 6, 1989, 4. sējumsU.S. Government Printing Office, 1991 - 852 lappuses |
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1.–5. rezultāts no 99.
58. lappuse
... dealer marketmakers such as the Feshbachs are not included in these stricter regulations ; and , if anything , these ... Dealers , Inc. , new Securities and Exchange Commission anti - solicitation rules complicated by the implementation ...
... dealer marketmakers such as the Feshbachs are not included in these stricter regulations ; and , if anything , these ... Dealers , Inc. , new Securities and Exchange Commission anti - solicitation rules complicated by the implementation ...
59. lappuse
... dealer and that , while Mr. Feshbach's remarks seem to be of a general nature , many of the regulations he so boldly endorses do not affect either the Feshbacks or other short sellers similarly equipped with a broker - dealership ...
... dealer and that , while Mr. Feshbach's remarks seem to be of a general nature , many of the regulations he so boldly endorses do not affect either the Feshbacks or other short sellers similarly equipped with a broker - dealership ...
73. lappuse
... dealer to act as intermediary between buyers and sellers apparently find tick restrictions desirable to avoid the ... dealer on one side , a short sale rule would inhibit trading because it would be difficult in many cases for a dealer ...
... dealer to act as intermediary between buyers and sellers apparently find tick restrictions desirable to avoid the ... dealer on one side , a short sale rule would inhibit trading because it would be difficult in many cases for a dealer ...
74. lappuse
... dealer to dealer trade , a dealer as principal with its customer , or a dealer acting as agent for its customer . Furthermore , since some dealers are highly automated and some still operate manually , the trades on the tape are not ...
... dealer to dealer trade , a dealer as principal with its customer , or a dealer acting as agent for its customer . Furthermore , since some dealers are highly automated and some still operate manually , the trades on the tape are not ...
156. lappuse
... dealer to go out and buy the stock to fill that position . What happens is that the shorts just step up and sell to ... dealers and not the companies that are listed there , nor do they even pretend to . Secondly , while there are some ...
... dealer to go out and buy the stock to fill that position . What happens is that the shorts just step up and sell to ... dealers and not the companies that are listed there , nor do they even pretend to . Secondly , while there are some ...
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Populāri fragmenti
429. lappuse - To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or...
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