Short-selling Activity in the Stock Market: The Effects on Small Companies and the Need for Regulation : Hearings Before the Commerce, Consumer, and Monetary Affairs Subcommittee of the Committee on Government Operations, House of Representatives, One Hundred First Congress, First Session, November 28, 29, and December 6, 1989, 4. sējumsU.S. Government Printing Office, 1991 - 852 lappuses |
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1.–5. rezultāts no 62.
iv. lappuse
... concerning an uptick rule for NASDAQ trading , January 10 , 1990 . 680 Appendix 4. - Other letters / statements received , selected 684 Leslie B. Clements letter concerning Carrington Laboratories , November 2 , 1989 . 684 Feshbach ...
... concerning an uptick rule for NASDAQ trading , January 10 , 1990 . 680 Appendix 4. - Other letters / statements received , selected 684 Leslie B. Clements letter concerning Carrington Laboratories , November 2 , 1989 . 684 Feshbach ...
7. lappuse
... concerning potentially manipulative trading patterns . findings of the case study were that while each situation was unique in important respects , it became clear that a valid basis The existed for short selling in most of the selected ...
... concerning potentially manipulative trading patterns . findings of the case study were that while each situation was unique in important respects , it became clear that a valid basis The existed for short selling in most of the selected ...
32. lappuse
... concerning short selling , in- cluding some award - winning ones , and our magazine cosponsored the Short Symposium some years ago where hundreds of execu- tives , regulators , analysts , and journalists discussed the subject of abusive ...
... concerning short selling , in- cluding some award - winning ones , and our magazine cosponsored the Short Symposium some years ago where hundreds of execu- tives , regulators , analysts , and journalists discussed the subject of abusive ...
39. lappuse
... concerning short selling , including one which received a Pannell Kerr Forster Financial Writing Achievement Award . In May 1987 , OTC REVIEW , Inc. co - sponsored " The Short Symposium " where hun- dreds of executives , regulators ...
... concerning short selling , including one which received a Pannell Kerr Forster Financial Writing Achievement Award . In May 1987 , OTC REVIEW , Inc. co - sponsored " The Short Symposium " where hun- dreds of executives , regulators ...
72. lappuse
... concerning uptick rules is a statement by Jeffery B. Lane , Vice - Chairman and Chief Operating Officer of Shearson , Lehman Brothers : ' The ' Tick Test , ' as applied to listed securities , does not transfer into the OTC market ...
... concerning uptick rules is a statement by Jeffery B. Lane , Vice - Chairman and Chief Operating Officer of Shearson , Lehman Brothers : ' The ' Tick Test , ' as applied to listed securities , does not transfer into the OTC market ...
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89 NASDAQ abusive short alleged American Stock Exchange analysts arbitrage Barron's article bear raid borrowed broker broker-dealer brokerage firms buy-in Carrington Carrisyn Chairman Clearing-Short Positions Commission's common stock company's CORP corporation dealer deliver delivery disclosure Doug Barnard effect equity exchange-listed Feshbach funds going index arbitrage investigation investment investors issuers issues lending manipulative market makers million Monetary Affairs naked short selling NASD NASDAQ securities NASDAQ stocks negative NYSE OTC market OTC REVIEW over-the-counter percent Pollack problems profit program trading proxy purchase question regulatory Release reporting rumors says Securities and Exchange Securities Exchange Act securities laws sell short sellers shareholders shares outstanding short interest short positions short sales short-selling short-selling activity sold short statement stock loan stock price story subcommittee tick test tion transactions Unioil uptick rule violations voting Wall Street Journal York Stock Exchange
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