Short-selling Activity in the Stock Market: The Effects on Small Companies and the Need for Regulation : Hearings Before the Commerce, Consumer, and Monetary Affairs Subcommittee of the Committee on Government Operations, House of Representatives, One Hundred First Congress, First Session, November 28, 29, and December 6, 1989, 4. sējumsU.S. Government Printing Office, 1991 - 852 lappuses |
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1.–5. rezultāts no 94.
27. lappuse
... clearing system to carry out successful bear raids on many unsuspecting OTC stocks traded in the NASDAQ system . These illegal bear raids seek to drive out market makers , collapse the stock's price , and alarm the public into dumping ...
... clearing system to carry out successful bear raids on many unsuspecting OTC stocks traded in the NASDAQ system . These illegal bear raids seek to drive out market makers , collapse the stock's price , and alarm the public into dumping ...
30. lappuse
... clearing system and its lax rules and controls invite short selling abuses . Unde : CNS , a short seller is not being forced to make delivery of stock sold on a timely basis . Neither are fails at settlement date being pursued ...
... clearing system and its lax rules and controls invite short selling abuses . Unde : CNS , a short seller is not being forced to make delivery of stock sold on a timely basis . Neither are fails at settlement date being pursued ...
36. lappuse
... cleared the reform . This category contains many of the raiders who have used naked shorting to overshort in the past , like Rose and the Feshbachs . Why is the SEC continuing to let members of this network do what individuals can't do ...
... cleared the reform . This category contains many of the raiders who have used naked shorting to overshort in the past , like Rose and the Feshbachs . Why is the SEC continuing to let members of this network do what individuals can't do ...
43. lappuse
... cleared the reform . This category contains many raiders who have used naked shorting to overshort in the past . Why is the SEC continuing to let members of this network do what individuals cannot do ? 5. Some bear raiders have ...
... cleared the reform . This category contains many raiders who have used naked shorting to overshort in the past . Why is the SEC continuing to let members of this network do what individuals cannot do ? 5. Some bear raiders have ...
48. lappuse
... clearing house for Rose's Cardinal In- vestments , and invited them to come down and see Ask's facilities . They did send someone down , and Pardo said his friends on the Street said the rumors kept coming , only they didn't hear the ...
... clearing house for Rose's Cardinal In- vestments , and invited them to come down and see Ask's facilities . They did send someone down , and Pardo said his friends on the Street said the rumors kept coming , only they didn't hear the ...
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89 NASDAQ abusive short alleged American Stock Exchange analysts arbitrage Barron's article bear raid borrowed broker broker-dealer brokerage firms buy-in Carrington Carrisyn Chairman Clearing-Short Positions Commission's common stock company's CORP corporation dealer deliver delivery disclosure Doug Barnard effect equity exchange-listed Feshbach funds going index arbitrage investigation investment investors issuers issues lending manipulative market makers million Monetary Affairs naked short selling NASD NASDAQ securities NASDAQ stocks negative NYSE OTC market OTC REVIEW over-the-counter percent Pollack problems profit program trading proxy purchase question regulatory Release reporting rumors says Securities and Exchange Securities Exchange Act securities laws sell short sellers shareholders shares outstanding short interest short positions short sales short-selling short-selling activity sold short statement stock loan stock price story subcommittee tick test tion transactions Unioil uptick rule violations voting Wall Street Journal York Stock Exchange
Populāri fragmenti
429. lappuse - To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or...
236. lappuse - ... unconditional contract, binding on both parties thereto, to purchase it but has not yet received it; or (3) he owns a security convertible into or exchangeable for it and has tendered such security for conversion or exchange; or (4) he has an option to purchase or acquire it and has exercised such option; or (5) he has rights or warrants to subscribe to it and has exercised such rights or warrants: Provided, however, That a person shall be deemed to own securities only to the extent that he has...
698. lappuse - It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, "(a) To employ any device, scheme, or artifice to defraud...
441. lappuse - SEC moved to dismiss the complaint or, in the alternative, for summary judgment.
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192. lappuse - Act of 1940, is directly or indirectly the beneficial owner of more than 5 per centum of such class shall, within ten days after such acquisition, send to the issuer of the security at its principal executive office, by registered or certified mail, send to each exchange where the security is traded, and file with the Commission, a statement containing...