Short-selling Activity in the Stock Market: The Effects on Small Companies and the Need for Regulation : Hearings Before the Commerce, Consumer, and Monetary Affairs Subcommittee of the Committee on Government Operations, House of Representatives, One Hundred First Congress, First Session, November 28, 29, and December 6, 1989, 4. sējumsU.S. Government Printing Office, 1991 - 852 lappuses |
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1.5. rezultāts no 100.
58. lappuse
... broker - dealer marketmakers such as the Feshbachs are not included in these stricter regulations ; and , if ... securities industry with small marketmakers and brokers being forced out . These actions 58.
... broker - dealer marketmakers such as the Feshbachs are not included in these stricter regulations ; and , if ... securities industry with small marketmakers and brokers being forced out . These actions 58.
59. lappuse
... brokers being forced out ... dealer and that , while Mr. Feshbach's remarks seem to be of a general nature , many of the regulations he so boldly endorses do not affect either the Feshbacks or other sellers similarly equipped with a broker ...
... brokers being forced out ... dealer and that , while Mr. Feshbach's remarks seem to be of a general nature , many of the regulations he so boldly endorses do not affect either the Feshbacks or other sellers similarly equipped with a broker ...
155. lappuse
... brokerage house , talking to the market analyst in that brokerage house and at that time , several people were request ... broker dealer in Kansas City , not the one I previously mentioned , and they said they wanted to short 300,000 ...
... brokerage house , talking to the market analyst in that brokerage house and at that time , several people were request ... broker dealer in Kansas City , not the one I previously mentioned , and they said they wanted to short 300,000 ...
156. lappuse
... broker - dealer . They have 10 days . I think there is a 10 - day period for that broker - dealer to go out and buy the stock to fill that position . What happens is that the shorts just step up and sell to the new person stock that ...
... broker - dealer . They have 10 days . I think there is a 10 - day period for that broker - dealer to go out and buy the stock to fill that position . What happens is that the shorts just step up and sell to the new person stock that ...
168. lappuse
... broker - dealer - it is all being done with the broker - dealers and say , " We understand you start- ed rumor X. Substantiate your rumor or retract it or we are going to take actions . " But we can't - when broker - dealers in Texas ...
... broker - dealer - it is all being done with the broker - dealers and say , " We understand you start- ed rumor X. Substantiate your rumor or retract it or we are going to take actions . " But we can't - when broker - dealers in Texas ...
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