Municipal Securities Full Disclosure Act of 1976: Hearings Before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, Second Session, on S. 2969 ... S. 2574 ... February 24, 25, and 26, 1976U.S. Government Printing Office, 1976 - 527 lappuses |
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accounting accrual additional agencies Allegheny County amended amount annual report antifraud provisions appropriate Arthur Andersen audited authority banks basis believe bill Bond Buyer bond issues budget capital certified Chairman Commission Committee Congress costs County of Allegheny Court dealers debt service December 31 default develop disclosure guidelines disclosure requirements distribution statement documents exemption expenditures federal securities laws filing Finance Officers Association financial reporting financial statements fiscal full disclosure funds governmental units Harris County indebtedness interest rates investment issuance issuers of municipal JIM FLAHERTY June 30 liability material ment MFOA million municipal bond Municipal Finance Officers municipal issuers municipal market municipal securities market North Carolina offering official statement operations outstanding payment percent prescribe principal problems proposed protection of investors regulation regulatory responsibility rules Section 13A Securities Act Senator WILLIAMS sovereign immunity tion Total underwriters York City
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292. lappuse - To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or "(c) To engage in any act, practice, or course of business which operates or would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security.
292. lappuse - It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange...
512. lappuse - ... as regards any part of the registration statement purporting to be made on the authority of an expert...
151. lappuse - I am here today speaking on behalf of the National League of Cities and the United States Conference of Mayors.
466. lappuse - Act that 1) the signing officer has reviewed the report; 2) based on the officer's knowledge, the report does not contain any untrue statement of a material fact or omit to state a material fact...
512. lappuse - With respect to every such untrue statement purporting to be a statement made by an official person or contained in what purports to be a copy of or extract from a public official document...
512. lappuse - ... he had, after reasonable investigation, reasonable ground to believe and did believe, at the time such part of the registration statement became effective, that the statements therein were true and that there was no omission to state a material fact required to be stated therein or necessary to make the statements therein not misleading...
288. lappuse - ... or any of its subsidiaries is a party or of which any of their property is the subject. Include the name of the court or agency in which the proceedings are pending, the date instituted, the principal parties thereto, a description of the factual basis alleged to underlie the proceeding and the relief sought.
156. lappuse - ... leave to private initiative all the functions that citizens can perform privately; use the level of government closest to the community for all public functions it can handle; utilize cooperative intergovernmental arrangements where appropriate to attain economical performance and popular approval; reserve national action for residual participation where State and local governments are not fully adequate, and for the continuing responsibilities that only the National Government can undertake.