Bank Sales of Mutual Funds: Hearing Before the Subcommittee on Financial Institutions Supervision, Regulation, and Deposit Insurance of the Committee on Banking, Finance, and Urban Affairs, House of Representatives, One Hundred Third Congress, Second Session, March 8, 1994, 4. sējums
United States, United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Financial Institutions Supervision, Regulation, and Deposit Insurance
U.S. Government Printing Office, 1994 - 525 lappuses
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accounts action activities addition advertising adviser affiliates agencies American annuities applicable appropriate assets Association authority bank customers bank mutual fund bank's believe beneficiaries Board bond broker broker-dealers brokerage Chairman charges concerns conducted confusion consumer corporate costs customers deposit Deposit Insurance designed disclosure employees examination example fact FDIC federal banking fees guaranteed guidelines IBFS important income increased individual industry insured interest Investment Company investors involved issues mutual funds NASD nondeposit investment products offer percent person personnel policies practices principal procedures protection purchase rates receive recent recommendations regarding registered regulators regulatory representative requirements responsibility result retail risk rules sales of mutual savings securities sell separate shares sold standards statement stocks suitability survey trust trust instrument understand uninsured products