Bank Sales of Mutual Funds: Hearing Before the Subcommittee on Financial Institutions Supervision, Regulation, and Deposit Insurance of the Committee on Banking, Finance, and Urban Affairs, House of Representatives, One Hundred Third Congress, Second Session, March 8, 1994, 4. sējumsU.S. Government Printing Office, 1994 - 525 lappuses |
Citi izdevumi - Skatīt visu
Bieži izmantoti vārdi un frāzes
AARP accounts advertising affiliates American Bankers Association appropriate bank customers bank employees bank mutual fund bank premises bank sales bank's banking industry banking regulators beneficiaries broker broker-dealers brokerage firms certificates of deposit Chairman NEAL commercial bank compliance consumers customer confusion depository institutions FDIC insured federal banking agencies Federal Deposit Insurance federal securities laws fees fiduciary financial institutions fund shares fund's funds sold Glass-Steagall Act GUIDELINES FOR BANKS IBFS income industry guidelines Interagency Statement investment adviser Investment Company Act Investment Company Institute investor protection issues mutual fund activities mutual fund industry mutual fund sales NASAA NASD national banks nondeposit investment products percent personnel portfolio purchase referral regulatory requirements RETAIL INVESTMENT SALES retail sales sale of uninsured sales of mutual sales of nondeposit SCBA sell mutual funds shareholders SIPC stocks Subcommittee survey tellers third-party thrifts trust trust instrument uninsured investment products uninsured products