 | Philippines - 1988 - 484 lapas
...Commission finds that such member or person has violated any provision of or rule under this Title, or effected any transaction for any other person, who, he had reason to believe, was violating with respect to such transaction any provision of or rule under this Title; or the Commission... | |
 | United States. Securities and Exchange Commission - 1949 - 1134 lapas
...respect to such transaction any provision of this title or any rule or regulation thereunder, or (B) has willfully violated any provision of the Securities...willfully violating with respect to such transaction any provision of such Act or rule or regulation. Davis was not himself a member of a registered securities... | |
 | United States - 1938 - 48 lapas
...respect to such transaction any provision of this title or any rule or regulation thereunder, or (B) has willfully violated any provision of the Securities...willfully violating with respect to such transaction any provision of such Act or rule or regulation; (3) after appropriate notice and opportunity for hearing,... | |
 | United States. Securities and Exchange Commission - 1956 - 1172 lapas
...thereunder, or (B) has willfully violated any provision of the Securities Act of 1033, as amended ... or has effected any transaction for any other person...willfully violating with respect to such transaction any provision of such Aet . . .'* and did not share in the profits or losses. Mrs. Ross owned, controlled... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 lapas
...violated any provision of the Securities Act of 1933 or of any rule or regulation thereunder, or who has effected any transaction for any other person who, he had reason to believe, was engaging in such willful violation. The minority of 10 of the board of governors of the Investment... | |
 | United States - 1975 - 1706 lapas
...thereunder; or (B) has willfully violated any provision of this chapter, or of any rule, regulation, or order ipal constituent organizational entity of Action....an acting capacity under the foregoing provisions provision of this chapter or rule, regulation, or order. (3) after appropriate notice and opportunity... | |
 | United States - 1983 - 1152 lapas
...thereunder; or (B) has willfully violated any provision of this chapter, or of any rule, regulation, or order thereunder, or has effected any transaction for any...willfully violating with respect to such transaction any provision of this chapter or rule, regulation, or order.' (3) after appropriate notice and opportunity... | |
 | United States - 1953 - 1692 lapas
...willfully violated any provision of the Securities Act of 1933, or of any rule or regulation therennder, he District of Columbia, or possessions of the United...United States, and may be seized and condemned by like provision of such subchapter or rule or regulation; or director of a registered securities association... | |
 | 1950 - 634 lapas
...respect to such transaction any provision of this title or any rule or regulation thereunder, or (B) has willfully violated any provision of the Securities...willfully violating with respect to such transaction any provision of such Act or rule or regulation" (Section 15 A (1) (2)). Congress thus clearly intended... | |
 | United States - 1955 - 54 lapas
...respect to such transaction any provision of this title or any rule or regulation thereunder, or (B) has willfully violated any provision of the /Securities...willfully violating with respect to such transaction any provision of such Act or rule or regulation; (3) after appropriate notice and opportunity for hearing,... | |
| |
... (B) has willfully violated any provision of the Securities Act of 1933, as amended, or of any rule or regulation thereunder, or has effected any transaction for any other person who, he had reason to believe, was willfully violating with respect to... 
