 | United States. Securities and Exchange Commission - 1945 - 1290 lapas
...of the Securities Exchange Act reads, in part: No broker or dealer shall make use of the mails or of any means or instrumentality of interstate commerce...transaction In, or to Induce the purchase or sale of, my security . . . otherwise than on a national securities exchange, by means ol any manipulative, deceptive,... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 lapas
...transacts a business in securities through the medium of a member or through the use of the mails or any means or instrumentality of interstate commerce to effect any transaction in a security by use of any facility of a national securities exchange or otherwise, (1) if In connection... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 lapas
...transacts a business in securities through the medium of a member or through the use of the mails or any means or instrumentality of interstate commerce to effect any transaction in a security by use of any facility of a national securities exchange or otherwise, (1) if in connection... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1936 - 144 lapas
...is amended to read as follows: "SEC. 15 (a). No broker or dealer shall make use of the mails or of any means or instrumentality of interstate commerce...the purchase or sale of, any security (other than an exempted security or commercial paper, bankers' acceptances or commercial bills, or unregistered... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1936 - 36 lapas
...dealer. "(c) No registered broker or dealer, or any other person, shall make use of the mails or of any means or instrumentality of interstate commerce...the purchase or sale of, any security (other than comemrcial paper, bankers' acceptances, or commercial bills) otherwise than on a national securities... | |
 | United States. Congress. House. Committee on Appropriations - 1937 - 1180 lapas
...make use of the mails or of any means or instrumentality of interstate commerce to effect transactions in or to induce the purchase or sale of any security (other than exempted securities) otherwise than on a national securities exchange, unless such broker or dealer... | |
 | United States. Securities and Exchange Commission - 1956 - 1016 lapas
...(1) of the Securities Exchange Act provides: "No broker or dealer shall make use of the mails or of any means or instrumentality of interstate commerce...than on a national securities exchange, by means of nny manipulative, deceptive, or other fraudulent device or contrivance. The Commission shall, for the... | |
 | United States. Securities and Exchange Commission - 1953 - 734 lapas
...protection of investors. Section 15 (c) (1) provides: No broker or dealer shall make use of the mails or of any means or instrumentality of Interstate commerce...commercial paper, bankers' acceptances, or commercial hills) otherwise than on a national securities exchange, by means of any manipulative, deceptive, or... | |
 | United States. Securities and Exchange Commission - 436 lapas
...Section 15 (a) of the Securities Exchange Act of 1934, as amended, provides that no broker or dealer 1 shall make use of the mails or any means or instrumentality...or to induce the purchase or sale of any security - otherwise than on a national securities exchange unless such broker or dealer 1 Except brokers and... | |
 | United States. Securities and Exchange Commission - 1956 - 716 lapas
...dealer (other than one whose business in exclusively intrastate) shall make use of the mails or of any means or instrumentality of interstate commerce...the purchase or Sale of, any security (other than an exempt security or commercial paper, bankers' acceptances, or commercial bills) otherwise than on... | |
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No broker or dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce or attempt to induce the purchase or sale of, any security (other than an exempted security or commercial... 
