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.... 10.1

... 10.1

.... 10.1

... 10.1

Section
Employee of a tribunal......
Excessive legal fees..

10.36 Excluded practitioner..

10.1 Giving information.......

10.1 Invention development services..........

10.23 Law firm..........

10.1 Lawyer.....

10.1 Legal counsel...

10.1 Legal profession.

10.1 Legal service....

10.1 Legal system....

10.1 Non-practitioner..

10.1 Office.........

10.1 Person.....

10.1 Practitioner......

10.1 Proceeding before the Office.......

10.1 Professional legal corporation...

10.1 Registration........ Respondent.........

10.134 Secret....

10.33, 10.57 State........ Suspended practitioner.

10.1 Tribunal..........

10.1 United States....... Designation as registered attorney or agent..

10.34 Direct contact with prospective clients....

10.33 Director of Enrollment and Discipline: Appointment..........

10.2 Duties..........

10.2 Review of decisions of the Director....

10.2 Disbarment from practice on ethical grounds...

10.23 Discharge of attorney or agent by client...... Disciplinary Proceedings and Investigations: Administrative Law Judge..........

10.139 Administrative Procedures Act...........

10.132 Review of interlocutory orders by Administrative Law Judge....

10.139 Amendment of complaint..............

10.145 Amendment of pleadings.

10.145 Answer to complaint.................

10.136 Appeal of initial decision of Administrative Law Judge.....

.10.155 Burden of proof..........

10.149 Certificate of mailing.

..........1.8 Complaint........

10.134 Contested case...

.10.138 Deliberations of Committee on Discipline............ Discovery (see also Discovery in Disciplinary Proceedings)..

10.152 Exception to ruling.......

10.151 Filing papers after complaint filed.......

10.141 Hearings before Administrative Law Judge...

10.144 Initial decision of Administrative Law Judge........

10.139, 10.154 Initiating disciplinary proceeding.........

10.132 Investigations of violations of disciplinary rules..

10.131 Notice of suspension or exclusion of practitioner..........

10.159 Objections to evidence........ Post hearing memorandum..

10.153 Pre-hearing statement..........

.10.152

.....10.40

....... 10.4

.... 10.150 Section Reinstatement of suspended or excluded practitioner.

...10.160 Reprimand of registered attorney or agent...............

.10.130, 10.132 Resignation of practitioner........

10.133 Review of Commissioner's final decision..........

10.157 Review of decision denying reinstatement of practitioner.

10.2 Savings clause.......

10.161 Service of complaint...........

10.135 Settlement of complaint......

10.133 Stay pending review of interlocutory order..

10.139 Supplemental complaint.....

10.137 Disciplinary rule violation, disclosure of.

.10.23, 10.24, 10.84, 10.85, 10.131 Discourteous conduct...........

10.89 Discovery in Disciplinary Proceedings: Copying of documents.....

10.152 Cross-examination.......

10.152 Deliberations of Committee on Enrollment...

10.4 Depositions...

10.151 Evidence......

10.150, 10.152 Impeachment.....

10.152 Inspection of documents.

10.152 Interrogatories...

10.152 Motions filed with Administrative Law Judge.

10.143, 10.152 Privileged information........

10.152 Undue delay in proceedings..

10.152 Division of legal fees.......

10.37 Durees, use of...............

10.23 Duty to make counsel available..........

10.30

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Failure to disclose material fact with regard to registration.......

10.22 Failure to notify client...

10.23 False accusations.........

10.23 False statements concerning officials...

10.102 Favors, improperly bestowing...

10.23 Fees: In general..........

1.21 Petition to review decision of Director of Enrollment and Discipline...... 10.2 Registration......

10.8 Reinstatement...

.10.11 Request regard of examination...

10.6 Fees for legal services.....

10.36 Firm name, use of...........

10.35 Fitness to practice before the Office....

10.23 Foreigners.......

10.6, 10.14 Section

Former Patent and Trademark Office employees....
Fraud or inequitable conduct....
Frivolous complaint.............
Funds of client, preserving identity of ..............

10.6, 10.23

10.23

10.23 .10.112

Gift, improperly bestowing.......
Government employees, registration of to practice in patent cases..

10.23 .... 10.6

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... 10.23

...... 10.23

Illegal conduct involving moral turpitude.........

.10.23 Illegal fees for services........

10.36 Improper alteration of patent application ...... Improper execution of oath or declaration...

.10.23 Improper influence..... Improper signature....

10.18, 10.23 Improperly bestowing thing of value.....

10.23 Incompetence...........

10.77, 10.78 Indecent statement, making of.............

10.23 Independent professional judgment, exercise of................. 10.61, 10.62, 10.66, 10.68 Individual unqualified in respect to character, education, etc......... 10.7, 10.22 Influence by others than client...........

10.68 Information precluding registration, failure to disclose......

10.23 Initial sion of Administrative Law Judge..........

.10.139, 10 Integrity and competence of the legal profession, maintaining of.

.10.22 Interest in litigation or proceeding before Office, acquiring of......

10.64 Investigations of violations of disciplinary rules......

10.131

Joint venture.......
Judicial office, candidate for.....

10.23 10.103

Legal Fees:

Division of...........
Failure to pay.

Sharing of.......
Legal system, assistance in improving the..
Letterheads, use of ............
Limited recognition to practice in patent cases..

.10.37 . 10.40

10.48 10.100 10.35 10.9

M

Malpractice, limiting client's liability.......
Materially false statements in application for registration.......
Misappropriation of funds.....
Misconduct.........
Misrepresentations...
Multiple employment...

10.78 10.22 10.23

10.23 10.22, 10.23

.10.66

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Petitions:
Fees in general............

1.21 Regrade of examination.....

10.6 Reinstatement............

.10.160 Review decision of Commissioner..

... 10.157 Review decision of Director of Enrollment and Discipline.....

10.2 Suspension of rules............

10.170 Preserve secrets and confidence of client...........

.10.56, 10.57 Pro-se applicant...........

1.31, 2.11 Professional impropriety, avoiding appearance of..

1.110, 10.111 Promise of advantage, offer of.............

10.23 Property of client..........

10.112 Proprietary interest in subject matter.............

.10.64 Publication in Official Gazette.......

10.11, 10.159, 10.160

R

... 10.10

Recogntion to Practice Before the Patent and Trademark Office:
Agents........

10.6, 10.7 Aliens........

10.6, 10.9 Attorneys...

10.6 Change of address, requirement to notify Director......

10.11 Contents of petition for reinstatement of registration..

10.2 Examination of registration in patent cases...

10.7 Foreigners.........

10.6, 10.14 Former Patent and Trademark Office employee.....

10.6 Government employees.......

10.6 Limited recognition in patent cases.

10.9 Non-lawyers, recognition in trademark cases... Patent cases...........

10.6-10.10 Recogntion for representation.........

.1.34, 2.17, 10.14 Recognition to practice.............

10.6-10.18 Refusal to recognize practitioner...

10.15 Register of attorneys and agents in patent cases.

10.5 Registration fee..........

10.8, 10.21 Registration number.........

1.34 Removal of attorneys and agents from the register.........

10.11 Representation by registered attorney or agent in patent cases.

1.31 Request for regrade of examination.......

10.6 Requirements for registration.........

10.7 Review of Director's decision refusing registration..........

10.2 Trademark cases.........

10.14 Unauthorized representation by an agent.......

10.31

Records, property and funds of client, maintaining of..
Reinstatement after removal from the register..........
Reinstatement of suspended or excluded practitioner.
Representing client within bounds of the law.....
Reprimand of registered attorney or agent...
Resignation..........
Revocation of power of attorney in trademark case.

Section

10.112 .10.2, 10.11

10.160

10.85 10.130, 10.132

10.133

.2.19

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