 | United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 lapas
...secured by the pledge or hypothecation of any security (other than an exempted security) registered on a national securities exchange, in contravention of such rules and regulations as may be adopted from time to time by the Federal Reserve Board for the purpose of preventing the... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 lapas
...create a market for both the purchase and sale of any security (other than an exempted security) except on a national securities exchange, In contravention of such rules and regulations as the Commission may prescribe as necessary or appropriate to insure to investors protection comparable... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 lapas
...create a market for both the purchase and sale of any security (other than an exempted security) except on a national securities exchange, in contravention of such rules and regulations as the Commission may prescribe as necessary or appropriate to insure to Investors protection comparable... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1936 - 36 lapas
...purchase or sale of, any security (other than comemrcial paper, bankers' acceptances, or commercial bills) otherwise than on a national securities exchange,...comparable to that provided by and under authority of this title in the case of national securities exchanges. "(d) Bach registration statement hereafter filed... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 lapas
...suggested 15 (c) reads this way: * * * such rules and regulations as the Commission may prescribe as necessary or appropriate in the public interest to...comparable to that provided by and under authority of this title in the case of National Securities Exchange. That proposed section was changed, of course, so... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 108 lapas
...suggested 15 (c) reads this way: * * * such rules and regulations as the Commission may prescribe as necessary or appropriate in the public interest to...comparable to that provided by and under authority of this title in the case of National Securities Exchange. That proposed section was changed, of course, so... | |
 | United States. Securities and Exchange Commission - 1951 - 862 lapas
...regulations as the Commission may prescribe as necessary or appropriate in the public interest and to insure to investors protection comparable to that provided by and under authority of this title in the case of national securities exchanges." We issued rules from time to time to implement... | |
 | United States - 1938 - 48 lapas
...security (other than an exempted security or commercial paper, bankers' acceptances, or commercial bills) otherwise than on a national securities exchange, in contravention of such rules and regulations as the Com/mission may prescribe as necessary or appropriate in the public interest or for the protection... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1938 - 138 lapas
...purchase or sale of, any security (other than commercial paper, bankers' acceptances, or commercial bills) otherwise than on a national securities exchange, in contravention of such rules and regulations as the Commission may prescribe as necessary or appropriate in the public interest or for the protection... | |
 | United States. Securities and Exchange Commission - 1956 - 900 lapas
...security (other than an exempted security or commercial paper, bankers' acceptances, or commercial bills) otherwise than on a national securities exchange, in contravention of such rules and regulations as the Commission may prescribe as necessary or appropriate in the public interest or for the protection... | |
| |
... in contravention of such rules and regulations as the Commission may prescribe as necessary or appropriate in the public interest or for the protection of investors. 
