A Handbook of Stock Exchange Laws Affecting Members: Their Customers, Brokers and InvestorsDoubleday, Page, 1914 - 290 lappuses |
No grāmatas satura
1.–5. rezultāts no 43.
32. lappuse
... deposits not exceeding ten per cent . may be required by either party to a contract at any time , 5 and the holder of a due - bill issued for the dividend on stock contracted for may require the maker of the due- bill to deposit the ...
... deposits not exceeding ten per cent . may be required by either party to a contract at any time , 5 and the holder of a due - bill issued for the dividend on stock contracted for may require the maker of the due- bill to deposit the ...
33. lappuse
... deposit constitutes a default , and the other party may have the contract reëstablished " under the rule . " 1 The time when a security becomes " ex - dividend " and " ex - rights " is regulated.2 A charge of one per cent . may be made ...
... deposit constitutes a default , and the other party may have the contract reëstablished " under the rule . " 1 The time when a security becomes " ex - dividend " and " ex - rights " is regulated.2 A charge of one per cent . may be made ...
51. lappuse
... deposit knowing that such bank or banker is insolvent , is guilty of a misdemeanor , if the amount or value of the de- posit is less than $ 25 ; and of a felony if it is $ 25 or over that sum . A broker who knows that another broker is ...
... deposit knowing that such bank or banker is insolvent , is guilty of a misdemeanor , if the amount or value of the de- posit is less than $ 25 ; and of a felony if it is $ 25 or over that sum . A broker who knows that another broker is ...
54. lappuse
... deposited on such an illegal transaction cannot be recovered back , although in some states , as in Illinois , this is permitted by statute.7 6 In the absence of a statute , unlawful intention on the part of one only of the parties does ...
... deposited on such an illegal transaction cannot be recovered back , although in some states , as in Illinois , this is permitted by statute.7 6 In the absence of a statute , unlawful intention on the part of one only of the parties does ...
56. lappuse
... deposit , bills of ex- change , bonds or other negotiable instruments , pledged as collateral security.5 A demand note for $ 5,500 , of which $ 500 was com- pensation for the loan , secured by the pledge of certi- ficates of stock , was ...
... deposit , bills of ex- change , bonds or other negotiable instruments , pledged as collateral security.5 A demand note for $ 5,500 , of which $ 500 was com- pensation for the loan , secured by the pledge of certi- ficates of stock , was ...
Citi izdevumi - Skatīt visu
Bieži izmantoti vārdi un frāzes
¹Art Added by Laws agreement amended amount applicant APRIL 12 association bank Board of Trade bonds broker by-laws certificates of stock Chairman charge claim Clearing-House collateral commission Committee of Arrangements Committee on Admissions comptroller Constitution corporation court court of equity creditors customer's deliver delivery deposit effect Sept entitled evidences of debt Exch existing members expulsion Governing Committee Gratuity Fund guilty held Hypothecation insolvent interest issued liability license loan margin member or firm membership ment Misc misdemeanor mittee N. Y. Supp notice o'clock P. M. owner paid party payment Penal Law penalty person pledged purchase or sale rules securities sell shares of stock sold stamps statute stock certificates Stock Exchange stockbrokers suspended member text see infra thereof tion transaction Trustees violation voluntary association vote York Stock Exchange
Populāri fragmenti
47. lappuse - ... be punished by a fine of not more than $5,000 or imprisonment for not more than twelve months, or by both such fine and imprisonment.
217. lappuse - ... shares represented thereby has been rescinded or set aside, nevertheless, if the transferee has possession of the certificate or of a new certificate representing part or the whole of the same shares of stock, a subsequent transfer of such certificate by the transferee, mediately or immediately, to a purchaser for value in good faith, without notice of any facts making the transfer wrongful, shall give such purchaser an indefeasible right to the certificate and the shares represented thereby.
214. lappuse - Title to a certificate and to the shares represented thereby can be transferred only, (a) By delivery of the certificate indorsed either in blank or to a specified person by the person appearing by the certificate to be the owner of the shares represented thereby...
222. lappuse - In any case not provided for in this Act, the rules of law and equity, including the law merchant, and in particular the rules relating to the law of principal and agent, and to the effect of fraud, misrepresentation, duress or coercion, mistake, bankruptcy or other invalidating cause, shall govern.
211. lappuse - ... a person shall be deemed insolvent within the provisions of this act whenever the aggregate of his property, exclusive of any property which he may have conveyed, transferred, concealed, or removed, or permitted to be concealed or removed, with intent to defraud, hinder or delay his creditors, shall not, at a fair valuation, be sufficient in amount to pay his debts...
219. lappuse - That the instrument is genuine and in all respects what it purports to be ; 2. That he has a good title to it; 3. That all prior parties had capacity to contract; 4. That he has no knowledge of any fact which would impair the validity of the instrument or render it valueless.
224. lappuse - Value" is any consideration sufficient to support a simple contract. An antecedent or pre-existing obligation, whether for money or not, constitutes value where a certificate is taken either in satisfaction thereof or as security therefor. (2) A thing is done "in good faith...
224. lappuse - in good faith" within the meaning of this Act when it is in fact done honestly, whether it be done negligently or not.
237. lappuse - ... stamp shall be placed upon such books ; and where the change of ownership is by transfer of a certificate the stamp shall be placed upon the certificate; and in cases of an agreement to sell or where the transfer is by delivery of the certificate assigned in blank there shall be made and delivered by the seller to the buyer a bill or memorandum of such sale to which the stamp provided for by this article shall be affixed...
221. lappuse - ... the delivery of the goods upon satisfactory proof of such loss or destruction and upon the giving of a bond with sufficient...