A Handbook of Stock Exchange Laws Affecting Members: Their Customers, Brokers and InvestorsDoubleday, Page, 1914 - 290 lappuses |
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1.–5. rezultāts no 53.
16. lappuse
... amount secured by pledged collateral . How much of the collateral would be available to them was doubt- ful . The trustee in bankruptcy took proceedings to compel the Stock Exchange to pay over to him the proceeds of the sale of the ...
... amount secured by pledged collateral . How much of the collateral would be available to them was doubt- ful . The trustee in bankruptcy took proceedings to compel the Stock Exchange to pay over to him the proceeds of the sale of the ...
18. lappuse
... amounts originally owing , and the nature of the settlement made in each case . After notice of the pro- posed consideration of his application posted for three days , and his presenting satisfactory proof of settlement , the Committee ...
... amounts originally owing , and the nature of the settlement made in each case . After notice of the pro- posed consideration of his application posted for three days , and his presenting satisfactory proof of settlement , the Committee ...
19. lappuse
... amounts due must be filed with the Secretary by every suspended member within thirty days after suspension.2 Expulsion and Suspension . The penalty of expulsion may be inflicted , and the period of suspension determined , by a vote of a ...
... amounts due must be filed with the Secretary by every suspended member within thirty days after suspension.2 Expulsion and Suspension . The penalty of expulsion may be inflicted , and the period of suspension determined , by a vote of a ...
32. lappuse
... amount in a trust company , payable to the joint order of the parties . Failure to 1Art . XXVIII , Sec . 1 . 6 A brokerage firm sold stock for an undisclosed principal and soon after notified the Exchange of its insolvency . The buying ...
... amount in a trust company , payable to the joint order of the parties . Failure to 1Art . XXVIII , Sec . 1 . 6 A brokerage firm sold stock for an undisclosed principal and soon after notified the Exchange of its insolvency . The buying ...
34. lappuse
... amount of any listed security has become so reduced as to make further dealings inadvisable it may direct it to be taken from the list.2 3 Commissions must be charged on all purchases and sales of securities . These must be absolutely ...
... amount of any listed security has become so reduced as to make further dealings inadvisable it may direct it to be taken from the list.2 3 Commissions must be charged on all purchases and sales of securities . These must be absolutely ...
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¹Art Added by Laws agreement amended amount applicant APRIL 12 association bank Board of Trade bonds broker by-laws certificates of stock Chairman charge claim Clearing-House collateral commission Committee of Arrangements Committee on Admissions comptroller Constitution corporation court court of equity creditors customer's deliver delivery deposit effect Sept entitled evidences of debt Exch existing members expulsion Governing Committee Gratuity Fund guilty held Hypothecation insolvent interest issued liability license loan margin member or firm membership ment Misc misdemeanor mittee N. Y. Supp notice o'clock P. M. owner paid party payment Penal Law penalty person pledged purchase or sale rules securities sell shares of stock sold stamps statute stock certificates Stock Exchange stockbrokers suspended member text see infra thereof tion transaction Trustees violation voluntary association vote York Stock Exchange
Populāri fragmenti
47. lappuse - ... be punished by a fine of not more than $5,000 or imprisonment for not more than twelve months, or by both such fine and imprisonment.
217. lappuse - ... shares represented thereby has been rescinded or set aside, nevertheless, if the transferee has possession of the certificate or of a new certificate representing part or the whole of the same shares of stock, a subsequent transfer of such certificate by the transferee, mediately or immediately, to a purchaser for value in good faith, without notice of any facts making the transfer wrongful, shall give such purchaser an indefeasible right to the certificate and the shares represented thereby.
214. lappuse - Title to a certificate and to the shares represented thereby can be transferred only, (a) By delivery of the certificate indorsed either in blank or to a specified person by the person appearing by the certificate to be the owner of the shares represented thereby...
222. lappuse - In any case not provided for in this Act, the rules of law and equity, including the law merchant, and in particular the rules relating to the law of principal and agent, and to the effect of fraud, misrepresentation, duress or coercion, mistake, bankruptcy or other invalidating cause, shall govern.
211. lappuse - ... a person shall be deemed insolvent within the provisions of this act whenever the aggregate of his property, exclusive of any property which he may have conveyed, transferred, concealed, or removed, or permitted to be concealed or removed, with intent to defraud, hinder or delay his creditors, shall not, at a fair valuation, be sufficient in amount to pay his debts...
219. lappuse - That the instrument is genuine and in all respects what it purports to be ; 2. That he has a good title to it; 3. That all prior parties had capacity to contract; 4. That he has no knowledge of any fact which would impair the validity of the instrument or render it valueless.
224. lappuse - Value" is any consideration sufficient to support a simple contract. An antecedent or pre-existing obligation, whether for money or not, constitutes value where a certificate is taken either in satisfaction thereof or as security therefor. (2) A thing is done "in good faith...
224. lappuse - in good faith" within the meaning of this Act when it is in fact done honestly, whether it be done negligently or not.
237. lappuse - ... stamp shall be placed upon such books ; and where the change of ownership is by transfer of a certificate the stamp shall be placed upon the certificate; and in cases of an agreement to sell or where the transfer is by delivery of the certificate assigned in blank there shall be made and delivered by the seller to the buyer a bill or memorandum of such sale to which the stamp provided for by this article shall be affixed...
221. lappuse - ... the delivery of the goods upon satisfactory proof of such loss or destruction and upon the giving of a bond with sufficient...