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" Including but not limited to transfer of any of the securities, Joint ventures, loan or option arrangements, puts or calls, guaranties of loans, guaranties against loss or guaranties of profits, division of losses or profits, or the giving or withholding... "
Additional Consumer Protection in Corporate Takeovers and Increasing the ... - 50. lappuse
autors: United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - 1970 - 156 lapas
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1973 - 400 lapas
...profits, division of losses or profits, or the giving or withholding of proxies, naming the persons with whom such contracts, arrangements, or understandings...been entered into, and giving the details thereof. Securities Exohange Act of 1934, amendment. 78 Stat. 781. 48 Stat. 894. 15 USC 78m. 54 Stat. 789. 15...
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The Code of Federal Regulations of the United States of America

1970 - 540 lapas
...profits, division of losses or profits, or the giving or withholding of proxies, naming the persons with whom such contracts, arrangements, or understandings...Employed or To Be Compensated. Where the Schedule D relates to a tender oifer, or request or invitation for tenders, Identify all persons and classes...
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The Code of Federal Regulations of the United States of America

1971 - 660 lapas
...profits, division of losses or profits, or the giving or withholding of proxies, naming the persons with whom such contracts, arrangements, or understandings...Employed, or To Be Compensated. Where the Schedule 1SD relates to a tender offer, or request or Invita&ion for tenders, Identify all persons and classes...
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The Code of Federal Regulations of the United States of America

1971 - 592 lapas
...profits, division of losses or profits, or the giving or withholding of proxies, naming the persons with whom such contracts, arrangements, or understandings...Persons retained, employed or to be compensated. Where this statement relates to a tender offer, or request or Invitation for tenders, identify all persons...
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The Code of Federal Regulations of the United States of America

1970 - 536 lapas
...profits, division of losses or profits, or the giving or withholding of proxies, naming the persons with whom such contracts, arrangements, or understandings...Persons Retained, Employed or To Be Compensated. Where this statement relates to a tender offer, or request or Invitation for tenders, identify all persons...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1969 - 1140 lapas
...profits, division of losses or profits, or the giving or withholding of proxies, naming the persons with whom such contracts, arrangements, or understandings...entered into, and giving the details thereof. Item 7. Material To Be Filed as Exhibits. Copies of all written agreements, contracts, arrangements, understandings,...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1977 - 970 lapas
...profits, division of losses or profits, or the giving or withholding of proxies, naming the persons with whom such contracts, arrangements, or understandings...entered Into, and giving the details thereof. Item 7. Persont retained, employed, or to be compensated. Where this statement relates to a tender offer, or...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1975 - 828 lapas
...profits, division of losses or profits, or the giving or withholding of proxies, naming the persona with whom such contracts, arrangements, or understandings...entered Into, and giving the details thereof. Item 7—Persons retained, employed or to be compensated. Where this statement relates to a tender offer,...
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The Code of Federal Regulations of the United States of America

1977 - 958 lapas
...disclosure of standard default and similar provisions contained In loan agreements need not be Included. Item 7. Persons Retained, Employed or to be Compensated. Where the Schedule 13D (§ 240.1 3d-ioi) relates to a tender offer, or request or Invitation for tendera, Identify all persons...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1971 - 600 lapas
...profits, division of losses or profits, or the giving or withholding of proxies, naming the persons with whom such contracts, arrangements, or understandings have been entered into, and giving trie details thereof. Item 7 — Persons retained, employed or to be compensated. Where this statement...
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