Additional Consumer Protection in Corporat Takeovers and Increasing the Securities Act Exemptions for Small Businessmen, Hearings Before the Subcommittee on Securities of ..., 91-2 on S.336 ... S.3431 ..., March 25, 19701970 - 156 lappuses |
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acquisition amended amount Apache Corp assessable stock bidder BUDGE C. G. Conn cash tender offer Chairman Committee copies Corp dealer directors equity securities ESKIN Exchange Commission exchange offer Federal Securities Act filed Finance full disclosure funds HAMER H Industries insurance companies interests investment companies investors invitation for tenders issuer Item legislation market makers ment Name notification offered to purchase offering circular offering sheet offeror oil or gas outstanding shares percent person Piper Aircraft prior proposed protection proxy contest proxy fight purchase a minimum purchase all outstanding purchase all shares registered registration statement request or invitation rules and regulations Schedule 13D Section 13(d Securities Act Securities and Exchange Securities Exchange Act security holders Senator BENNETT Senator WILLIAMS service of process shareholders Shares of target specified stockholders subcommittee target company tender bid thereof tion underwriter United States Securities WALBERT York Stock Exchange
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60. lappuse - ... by means of a prospectus or oral communication, which includes an untrue statement of a material fact or omits to state a material fact necessary in order to make the statements in the light of the circumstances under which they were made, not misleading...
146. lappuse - When two or more persons act as a partnership, limited partnership, syndicate, or other group for the purpose of acquiring, holding, or disposing of securities of an issuer, such syndicate or group shall be deemed a "person" for the purposes of this subsection.
51. lappuse - Schedule 13D, or by any person on his behalf, to make solicitations or recommendations to security holders and describe briefly the terms of such employment, retainer or arrangement for compensation. Item 8.
60. lappuse - Commission has in any way passed upon the merits of, or given approval to, such security. It shall be unlawful to make, or cause to be made, to any prospective purchaser any representation contrary to the foregoing provisions of this section.
123. lappuse - The Commission shall, for the purposes of this subsection, by rules and regulations define, and prescribe means reasonably designed to prevent, such acts and practices as are fraudulent, deceptive, or manipulative.
61. lappuse - Secretary shall be taken and held in all Courts to be as valid and binding as if due service had been made upon said applicant in the State of Kentucky.
65. lappuse - Every accountant, engineer, or appraiser, or any person whose profession gives authority to a statement made by him...
49. lappuse - ... (4) Any solicitation or recommendation to the holders of such a security to accept or reject...
56. lappuse - ... (1) any person who within ten years has been convicted of any felony or misdemeanor involving the purchase or sale of any security...
50. lappuse - Including but not limited to transfer of any of the securities, Joint ventures, loan or option arrangements, puts or calls, guaranties of loans, guaranties against loss or guaranties of profits, division of losses or profits, or the giving or withholding of proxies, naming the persons with whom such contracts, arrangements, or understandings have been entered into, and giving the details thereof.